COFFINDAFFER THADDEUS 4
4 · ATS MEDICAL INC · Filed Aug 3, 2010
Insider Transaction Report
Form 4
ATS MEDICAL INCATSI
COFFINDAFFER THADDEUS
Vice President of Sales
Transactions
- Exercise/Conversion
Common Stock
2010-07-30+10,000→ 162,971.667 total - Tax Payment
Common Stock
2010-07-30$4.00/sh−2,645$10,580→ 160,326.667 total - Exercise/Conversion
Restricted Stock Units
2010-07-30−10,000→ 30,000 totalFrom: 2009-07-30Exp: 2013-07-30→ Common Stock (40,000 underlying)
Holdings
- 100,000
Stock Option (Right to Buy)
Exercise: $3.36Exp: 2013-08-06→ Common Stock (100,000 underlying) - 5,000
Stock Option (Right to Buy)
Exercise: $3.80Exp: 2013-10-28→ Common Stock (5,000 underlying) - 4,000
Restricted Stock Units
From: 2007-01-10Exp: 2011-01-10→ Common Stock (4,000 underlying) - 30,000
Restricted Stock Units
From: 2008-03-15Exp: 2012-03-15→ Common Stock (30,000 underlying) - 52,577
Restricted Stock Units
From: 2009-03-15Exp: 2013-03-15→ Common Stock (52,577 underlying) - 52,852
Restricted Stock Unit
From: 2010-03-15Exp: 2014-03-15→ Common Stock (52,852 underlying) - 20,000
Stock Option (Right to Buy)
Exercise: $3.80Exp: 2013-12-19→ Common Stock (20,000 underlying) - 8,044
Restricted Stock Units
From: 2008-03-15Exp: 2012-03-15→ Common Stock (8,044 underlying) - 53,410
Restricted Stock Units
From: 2011-03-01Exp: 2015-03-01→ Common Stock (53,410 underlying)
Footnotes (7)
- [F1]Includes shares held in Employee Stock Purchase Plan as of a plan date of April 30, 2009.
- [F2]Fully vested.
- [F3]1 unit for 1 share of Common Stock
- [F4]Vests in 20% annual cumulative installments beginning the date shown.
- [F5]Represents last vesting date.
- [F6]Vests in 25% annual cumulative installments beginning the date shown.
- [F7]Vests in 20% annual cumulative installments starting on the date shown; in the second year remaining vesting is subject to acceleration if certain performance criteria are met.