Home/Filings/4/0001209191-10-041139
4//SEC Filing

Cotter Patricia 4

Accession 0001209191-10-041139

CIK 0001132484other

Filed

Aug 3, 8:00 PM ET

Accepted

Aug 4, 4:38 PM ET

Size

14.6 KB

Accession

0001209191-10-041139

Insider Transaction Report

Form 4
Period: 2010-08-02
Cotter Patricia
VP of Worldwide Operations
Transactions
  • Exercise/Conversion

    Common Stock

    2010-08-02$6.70/sh+2,500$16,75029,000 total
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2010-08-021,5003,000 total
    Exercise: $2.50Exp: 2016-02-01Common Stock (1,500 underlying)
  • Exercise/Conversion

    Employee Stock Option (right to buy)

    2010-08-022,50015,000 total
    Exercise: $6.70Exp: 2017-02-14Common Stock (2,500 underlying)
  • Exercise/Conversion

    Common Stock

    2010-08-02$2.50/sh+1,500$3,75026,500 total
  • Sale

    Common Stock

    2010-08-02$15.67/sh4,000$62,67425,000 total
Holdings
  • Common Stock

    (indirect: By mother)
    200
Footnotes (4)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2009, as amended on April 8, 2010.
  • [F2]The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $15.59 to $15.78 per share. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
  • [F3]Represents partial exercise of an option to purchase 30,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on February 20, 2006. This option is currently vested as to 27,000 shares, and will vest as to 1,500 additional shares on November 1, 2010 and at the end of each successive three-month period thereafter, through and including February 1, 2011.
  • [F4]Represents partial exercise of an option to purchase an aggregate of 50,000 shares granted by the issuer pursuant to its 2000 Stock Incentive Plan on February 14, 2007. This option is currently vested as to 35,000 shares, and will vest as to 2,500 additional shares on November 1, 2010 and at the end of each successive three-month period thereafter, through and including February 1, 2012.

Issuer

NETEZZA CORP

CIK 0001132484

Entity typeother

Related Parties

1
  • filerCIK 0001404532

Filing Metadata

Form type
4
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 4:38 PM ET
Size
14.6 KB