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Swandal Craig A 4

Accession 0001209191-10-042233

CIK 0000824068other
View on SEC.govCompany Profile

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 12:52 PM ET

Size

20.5 KB

Accession

0001209191-10-042233

Insider Transaction Report

Form 4
Period: 2010-08-11
ATS MEDICAL INCATSI
Swandal Craig A
Vice President of Operations
Transactions
  • Disposition to Issuer

    Restricted Stock Units

    2010-08-12$4.00/sh−53,410$213,640→ 0 total
    From: 2011-03-01Exp: 2015-03-01→ Common Stock (53,410 underlying)
  • Disposition to Issuer

    Common Stock

    2010-08-12−37,929.95→ 0 total
  • Disposition to Issuer

    Restricted Stock Units

    2010-08-12$4.00/sh−52,852$211,408→ 0 total
    From: 2010-03-15Exp: 2014-03-15→ Common Stock (52,852 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2010-08-12$4.00/sh−15,000$60,000→ 0 total
    From: 2011-03-01Exp: 2015-03-01→ Common Stock (15,000 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2010-08-11−17,000→ 51,000 total
    From: 2009-08-11Exp: 2013-08-11→ Common Stock (68,000 underlying)
  • Exercise/Conversion

    Common Stock

    2010-08-11+17,000→ 43,488.95 total
  • Tax Payment

    Common Stock

    2010-08-11$4.00/sh−5,559$22,236→ 37,929.95 total
  • Disposition to Issuer

    Restricted Stock Units

    2010-08-12$4.00/sh−51,000$204,000→ 0 total
    From: 2009-08-11Exp: 2013-08-11→ Common Stock (510,000 underlying)
Footnotes (6)
  • [F1]Includes shares held in Employee Stock Purchase Plan as of April 30, 2010.
  • [F2]In connection with the merger of a subsidiary of Medtronic, Inc. into Issuer on August 12, 2010 (the "Merger") pursuant to an agreement and plan of merger dated April 28, 2010, all shares of Issuer common stock were converted into the right to receive $4 per share in cash.
  • [F3]1 unit for 1 share of Common Stock
  • [F4]Vests in 20% annual cumulative installments beginning the date shown.
  • [F5]Represents last vesting date.
  • [F6]This restricted stock unit, the vesting of which was accelerated in connection with the Merger, was cancelled in the merger in exchange for the right to receive a cash payment equal to the product of (i) the total number of shares of stock represented by the restricted stock unit, multiplied by (ii) $4 per share, less applicable withholding taxes.

Documents

1 file

Issuer

ATS MEDICAL INC

CIK 0000824068

→
Entity typeother

Related Parties

1
  • filerCIK 0001441690

Filing Metadata

Form type
4
Filed
Aug 11, 8:00 PM ET
Accepted
Aug 12, 12:52 PM ET
Size
20.5 KB
View on SEC.gov