Felker Ezra H. 4
4 · NUPATHE INC. · Filed Aug 12, 2010
Insider Transaction Report
Form 4
NUPATHE INC.PATH
Felker Ezra H.
VP Business Development
Transactions
- Conversion
Common Stock
2010-08-11+433→ 7,919 total - Conversion
Series B Convertible Preferred Stock
2010-08-11−45,164→ 0 total(indirect: By IRA)Exercise: $0.00→ Common Stock (6,435 underlying) - Conversion
Series B Convertible Preferred Stock
2010-08-11−3,223→ 0 totalExercise: $0.00→ Common Stock (433 underlying) - Conversion
Common Stock
2010-08-11+6,435→ 6,435 total(indirect: By IRA)
Holdings
- 13,100
Stock Option (Right to Buy)
Exercise: $1.44Exp: 2016-10-12→ Common Stock (13,100 underlying) - 4,491
Stock Option (Right to Buy)
Exercise: $1.92From: 2009-01-29Exp: 2019-01-29→ Common Stock (4,491 underlying) - 140
Warrant (Right to Buy)
Exercise: $7.45From: 2009-08-20Exp: 2016-08-20→ Common Stock (140 underlying) - 12,476
Stock Option (Right to Buy)
Exercise: $0.96From: 2010-01-02Exp: 2016-01-02→ Common Stock (12,476 underlying) - 46,699
Stock Option (Right to Buy)
Exercise: $1.92Exp: 2018-09-11→ Common Stock (46,699 underlying) - 8,109
Stock Option (Right to Buy)
Exercise: $10.00Exp: 2020-08-05→ Common Stock (8,109 underlying)
Footnotes (6)
- [F1]The shares of Series B Convertible Preferred Stock, including all accrued and unpaid dividends thereon, converted automatically into Common Stock, on a 1-for-8.0149 basis, upon the closing of the Issuer's initial public offering, and had no expiration date.
- [F2]Includes 1,871 shares of unvested restricted stock subject to performance-based vesting restrictions.
- [F3]The Series B Convertible Preferred Stock Warrant held by the reporting person and previously reported on a Form 3 converted automatically into a warrant to purchase shares of Common Stock upon the closing of the Issuer's initial public offering.
- [F4]The Stock Option vested 25% on each of October 12, 2007, 2008, 2009 and will vest 25% on October 12, 2010.
- [F5]The Stock Option vested 4.17% on September 11, 2008, the grant date, with the remainder to vest in equal monthly increments through July 8, 2012.
- [F6]The Stock Option vests 25% on August 5, 2011, and in 12 equal quarterly increments over the 12 quarters following August 5, 2011.