4//SEC Filing
Cotter Patricia 4
Accession 0001209191-10-045154
CIK 0001132484other
Filed
Sep 2, 8:00 PM ET
Accepted
Sep 3, 4:58 PM ET
Size
14.6 KB
Accession
0001209191-10-045154
Insider Transaction Report
Form 4
Cotter Patricia
VP of Worldwide Operations
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2010-09-01−3,749→ 37,501 totalExercise: $9.90Exp: 2015-03-03→ Common Stock (3,749 underlying) - Exercise/Conversion
Employee Stock Option (right to buy)
2010-09-01−2,500→ 35,000 totalExercise: $5.98Exp: 2016-03-09→ Common Stock (2,500 underlying) - Exercise/Conversion
Common Stock
2010-09-01$5.98/sh+2,500$14,950→ 31,249 total - Exercise/Conversion
Common Stock
2010-09-01$9.90/sh+3,749$37,115→ 28,749 total - Sale
Common Stock
2010-09-01$19.77/sh−6,249$123,528→ 25,000 total
Holdings
- 200(indirect: By mother)
Common Stock
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2009, as amended on April 8, 2010.
- [F2]The price reported represents the weighted average sales price of shares sold in multiple transactions at prices ranging from $19.72 to $19.83 per share. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- [F3]Represents partial exercise of an option to purchase 75,000 shares granted by the issuer pursuant to its 2007 Stock Incentive Plan on March 3, 2008. This option is currently vested as to 37,500 shares, and will vest as to 3,750 additional shares on December 1, 2010 and at the end of each successive three-month period thereafter, through and including March 1, 2013.
- [F4]Represents partial exercise of an option to purchase an aggregate of 50,000 shares granted by the issuer pursuant to its 2007 Stock Incentive Plan on March 9, 2009. This option is currently vested as to 15,000 shares, and will vest as to 2,500 additional shares on December 1, 2010 and at the end of each successive three-month period thereafter, through and including March 1, 2014.
Documents
Issuer
NETEZZA CORP
CIK 0001132484
Entity typeother
Related Parties
1- filerCIK 0001404532
Filing Metadata
- Form type
- 4
- Filed
- Sep 2, 8:00 PM ET
- Accepted
- Sep 3, 4:58 PM ET
- Size
- 14.6 KB