LOPINA THOMAS J SR 4
4 · BANK MUTUAL CORP · Filed Sep 13, 2010
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
LOPINA THOMAS J SR
Director
Transactions
- Sale
Common Stock
2010-09-10$5.08/sh−12,000$60,972→ 96,742 total - Sale
Common Stock
2010-09-09$5.08/sh−11,419$57,997→ 108,724 total
Holdings
- 500(indirect: By Spouse)
Common Stock
- 80,000
Option to buy
Exercise: $10.67Exp: 2014-05-02→ Common Stock (80,000 underlying) - 43,967(indirect: By IRA)
Common Stock
Footnotes (3)
- [F1]The weighted average of the trades that occured on September 9, 2010 was $5.0790. Prices ranged from a high of $5.0906 to a low of $5.0700 per share. The filer undertakes to provide, upon request by the SEC staff, to Bank Mutual Corporation or any security holder thereof, the full information regarding the number of shares sold at each separate price.
- [F2]The weighted average of the trades that occured on September 10, 2010 was $5.0810. Prices ranged from a high of $5.0913 to a low of $5.050 per share. The filer undertakes to provide, upon request by the SEC staff, to Bank Mutual Corporation or any security holder thereof, the full information regarding the number of shares sold at each separate price.
- [F3]Directors Stock Option. The option is fully vested.