NADER TAVAKOLI 4
4 · ENDWAVE CORP · Filed Sep 21, 2010
Insider Transaction Report
Form 4
ENDWAVE CORPENWV
EagleRock Capital Management, L.L.C.
10% Owner
Transactions
- Other
Common Stock, par value $0.001 per share
2010-07-07−622,329→ 221,587 total(indirect: See footnote 1.) - Other
Common Stock, par value $0.001 per share
2010-01-31−110,000→ 843,916 total(indirect: See footnote 1.)
Footnotes (3)
- [F1]The securities disclosed in this Form 4 are directly owned by EagleRock Master Fund, LP ("Master Fund") and EagleRock Institutional Partners, LP ("ERIP"), of which EagleRock Capital Management, LLC ("EagleRock") is the investment manager. Mr. Nader Tavakoli is the managing member and principal of EagleRock. By reason of the provisions of Rule 16a-1 under the Securities Exchange Act of 1934, as amended (the "Act"), EagleRock and Mr. Tavakoli may be deemed to be the beneficial owners of the securities beneficially owned by the Funds. EagleRock and Mr. Tavakoli hereby disclaim beneficial ownership of all securities reported herein, except to the extent of any pecuniary interest therein.
- [F2]The Master Fund distributed indirectly 110,000 shares of common stock, par value 0.001 per share ("Common Stock") of Endwave Corporation (the "Issuer") without consideration to three of the limited partners of the Master Fund's limited partners based on those limited partners' indirect pro rata ownership interest in the Master Fund's assets immediately prior to the distribution.
- [F3]ERIP distributed 622,329 shares of Common Stock of the Issuer without consideration to one of ERIP's limited partners based on such limited partner's pro rata ownership interest in ERIP's assets immediately prior to the distribution.