4//SEC Filing
PERKINS DONALD S 4
Accession 0001209191-10-048368
CIK 0000883107other
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 9:24 AM ET
Size
13.8 KB
Accession
0001209191-10-048368
Insider Transaction Report
Form 4
PERKINS DONALD S
Director
Transactions
- Award
Stock Appreciation Right
2010-10-01+2,750→ 19,250 totalExercise: $0.99→ Common Stock (2,750 underlying)
Holdings
- 2,000
Stock Option (right to buy)
Exercise: $9.92From: 2002-06-05Exp: 2011-06-05→ Common Stock (2,000 underlying) - 48,811
Common Stock
- 15,000
Stock Option (right to buy)
Exercise: $3.13From: 2009-01-22Exp: 2018-01-22→ Common Stock (15,000 underlying) - 24,727
Deferred Common Stock
→ Common Stock (2,750 underlying)
Footnotes (6)
- [F1]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
- [F2]Subject to certain restrictions, beginning on this date, options vest in two equal annual installments.
- [F3]Each share of deferred common stock represents a right to receive one share of common stock.
- [F4]The deferred common stock becomes payable upon the reporting person's termination of service as a director of the Company.
- [F5]Pursuant to such plan, the reporting person elected to defer receipt of such shares and receive a cumulative total of 24,727 shares of deferred common stock which will all be accounted for under the Company's Non-Employee Director Deferred Compensation Plan.
- [F6]The stock appreciation right becomes payable upon the reporting person's termination of service as a director of the Company. 2,750 were issued 4/8/2009 at a conversion price of $0.90, 2,750 were issued 7/1/2009 at a conversion price of $1.05, 2,750 were issued 10/1/2009 at a conversion price of $1.18, 2,750 were issued 1/4/2010 at a conversion price of $0.84, 2,750 were issued 4/1/2010 at a conversion price of $1.85, 2,750 were issued 7/1/2010 at a conversion price of $1.10, and 2,750 were issued 10/1/2010 at a conversion price of $0.99.
Documents
Issuer
NANOPHASE TECHNOLOGIES CORPORATION
CIK 0000883107
Entity typeother
Related Parties
1- filerCIK 0001194065
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 9:24 AM ET
- Size
- 13.8 KB