Home/Filings/4/0001209191-10-048660
4//SEC Filing

COUNCIL WILLIAM R III 4

Accession 0001209191-10-048660

CIK 0000919956other

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 4:12 PM ET

Size

19.0 KB

Accession

0001209191-10-048660

Insider Transaction Report

Form 4
Period: 2010-09-30
COUNCIL WILLIAM R III
DirectorChief Executive Officer
Transactions
  • Award

    2010 Restricted Stock Units

    2010-09-30+44.144,586.6 total
    Common Stock (44.14 underlying)
  • Award

    2009 Restricted Stock Units

    2010-09-30+129.8313,490.9 total
    Common Stock (129.83 underlying)
Holdings
  • Stock Settled Stock Appreciation Right

    Exercise: $5.45From: 2011-06-18Exp: 2020-06-18Common Stock (25,000 underlying)
    25,000
  • Common Stock

    64,713
  • Stock Options (right to buy)

    Exercise: $5.44Exp: 2015-12-13Common Stock (75,000 underlying)
    75,000
Footnotes (5)
  • [F1]These restricted stock units accrued on restricted stock units originally granted to the reporting person in March 2010 and March 2009 in connection with a dividend declared on the Issuer's common stock. When the issuer declares a dividend, the terms of the original restricted stock units automatically entitle the holder to an additional number of restricted stock units equal to the value of the dividend that would have been received on the restricted stock units had they previously been converted into stock, based on the closing price of the stock on the dividend record date. Each restricted stock unit is equal to one share.
  • [F2]The 2010 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (03/15/2010).
  • [F3]The 2009 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (03/13/2009).
  • [F4]Vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant.
  • [F5]Vested December 13, 2005.

Issuer

ADVOCAT INC

CIK 0000919956

Entity typeother

Related Parties

1
  • filerCIK 0001253540

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 4:12 PM ET
Size
19.0 KB