4//SEC Filing
HEALTH GRADES INC 4
Accession 0001209191-10-049730
CIK 0001027915operating
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 4:04 PM ET
Size
24.5 KB
Accession
0001209191-10-049730
Insider Transaction Report
Form 4
HICKS KERRY R
DirectorCEO10% Owner
Transactions
- Exercise/Conversion
Common Stock
2010-10-07$0.63/sh+260,000$162,500→ 3,854,116 total - Award
Common Stock
2010-10-07+1,700,000→ 6,047,183 total - Gift
Common Stock
2010-08-24−60,000→ 2,101,012 total - Exercise/Conversion
Common Stock
2010-10-07$0.75/sh+61,719$46,289→ 3,915,835 total - Sale
Common Stock
2010-10-07$8.20/sh−3,399,578$27,876,540→ 0 total - Exercise/Conversion
Stock Options (right to buy)
2010-10-07−260,000→ 0 totalExercise: $0.63From: 2003-11-20Exp: 2010-11-19→ Common Stock (260,000 underlying) - Exercise/Conversion
Stock Options (right to buy)
2010-10-07−1,493,104→ 0 totalExercise: $0.10From: 2004-01-01Exp: 2012-02-06→ Common Stock (1,493,104 underlying) - Exercise/Conversion
Stock Options (right to buy)
2010-10-07−61,719→ 0 totalExercise: $0.75From: 2004-02-09Exp: 2011-02-08→ Common Stock (61,719 underlying) - Exercise/Conversion
Common Stock
2010-10-07$0.10/sh+1,493,104$149,310→ 3,594,116 total - Tax Payment
Common Stock
2010-10-07$8.20/sh−690,593$5,662,863→ 5,356,590 total - Award
Common Stock
2010-10-07+431,348→ 4,347,183 total - Disposition from Tender
Common Stock
2010-10-07$8.20/sh−1,957,012$16,047,498→ 3,399,578 total
Footnotes (4)
- [F1]Settlement of performance share grant pursuant to the issuer's 2006 Equity Compensation Plan.
- [F2]Issuance of common stock pursuant to the reporting person's non-compete agreement with the issuer.
- [F3]Shares sold in a private sale pursuant to the Tender and Support Agreement with Mountain Merger Sub Corp.
- [F4]Not Applicable.
Documents
Issuer
HEALTH GRADES INC
CIK 0001027915
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001027915
Filing Metadata
- Form type
- 4
- Filed
- Oct 6, 8:00 PM ET
- Accepted
- Oct 7, 4:04 PM ET
- Size
- 24.5 KB