4//SEC Filing
YUREK GREGORY J 4
Accession 0001209191-10-050289
CIK 0000880807other
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 5:17 PM ET
Size
27.8 KB
Accession
0001209191-10-050289
Insider Transaction Report
Form 4
YUREK GREGORY J
DirectorChairman, President and CEO
Transactions
- Exercise/Conversion
Common Stock
2010-10-13$12.80/sh+15,992$204,698→ 210,504 total - Exercise/Conversion
Stock Option (Right to buy)
2010-10-13−15,992→ 12,298 totalExercise: $12.80Exp: 2014-05-06→ Common Stock (15,992 underlying) - Sale
Common Stock
2010-10-13$38.81/sh−15,992$620,608→ 194,512 total - Exercise/Conversion
Stock Option (Right to buy)
2010-10-12−28,972→ 0 totalExercise: $9.26Exp: 2015-05-05→ Common Stock (28,972 underlying) - Exercise/Conversion
Common Stock
2010-10-12$9.26/sh+28,972$268,281→ 223,484 total - Exercise/Conversion
Common Stock
2010-10-12$14.55/sh+136,256$1,982,525→ 330,768 total - Exercise/Conversion
Stock Option (Right to buy)
2010-10-12−136,256→ 0 totalExercise: $14.55Exp: 2017-05-15→ Common Stock (136,256 underlying) - Sale
Common Stock
2010-10-12$37.91/sh−136,256$5,165,737→ 194,512 total - Sale
Common Stock
2010-10-11$36.55/sh−71,372$2,608,383→ 194,512 total - Sale
Common Stock
2010-10-12$36.57/sh−28,972$1,059,602→ 194,512 total - Exercise/Conversion
Stock Option (Right to buy)
2010-10-11−71,372→ 28,972 totalExercise: $9.26Exp: 2015-05-05→ Common Stock (71,372 underlying) - Exercise/Conversion
Common Stock
2010-10-11$9.26/sh+71,372$660,905→ 265,884 total
Holdings
- 1,047(indirect: By 401(k))
Common Stock
Footnotes (10)
- [F1]The stock option exercise and sales reported on this Form 4 were effected pursuant to Rule 10b5-1 Plan.
- [F10]The option was fully vested as of May 6, 2007.
- [F2]The disposition transaction was executed in muliple trades at prices ranging from $36.50-$36.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- [F3]The disposition transaction was executed in muliple trades at prices ranging from $36.48-$36.87. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- [F4]The disposition transaction was executed in muliple trades at prices ranging from $37.55-$38.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- [F5]The disposition transaction was executed in muliple trades at prices ranging from $38.80-$38.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and price at which the transaction was effected.
- [F6]Following all the transactions reported on this Form 4, the reporting person holds 194,512 shares directly.
- [F7]Following all the transactions reported on this Form 4, the reporting person holds 1,047 shares indirectly through the company's 401(k) plan as of September 30, 2010.
- [F8]The option was fully vested as of May 5, 2008.
- [F9]The option was fully vested as of May 15, 2010.
Documents
Issuer
AMERICAN SUPERCONDUCTOR CORP /DE/
CIK 0000880807
Entity typeother
Related Parties
1- filerCIK 0001207476
Filing Metadata
- Form type
- 4
- Filed
- Oct 12, 8:00 PM ET
- Accepted
- Oct 13, 5:17 PM ET
- Size
- 27.8 KB