Call Charles Frank 4
4 · CLEAN DIESEL TECHNOLOGIES INC · Filed Oct 19, 2010
Insider Transaction Report
Form 4
Call Charles Frank
DirectorChief Executive Officer
Transactions
- Award
Common Stock
2010-10-15+167→ 167 total - Award
Common stock warrants (right to buy)
2010-10-15+137→ 137 totalExercise: $7.92From: 2010-10-15Exp: 2013-10-15→ Common stock (137 underlying)
Footnotes (4)
- [F1]Amount and/or exercise price reflect the one for six reverse stock split of the issuer's common stock that took effect October 15, 2010.
- [F2]Received in exchange for 21,276 shares of Class A common stock of Catalytic Solutions, Inc. ("CSI") in connection with the business combination of Clean Diesel Technologies, Inc. ("CDTI") and CSI in which a subsidiary of CDTI merged with and into CSI (the "Merger").
- [F3]These shares and warrants are held jointly with Mr. Call's spouse.
- [F4]The warrants will expire on the earlier of (i) the third anniversary of the effective time of the Merger and (ii) the date that is 30 days after CDTI gives notice to the warrant holder that the market value of one share of CDTI common stock has exceeded 130% of the exercise price of the warrant for 10 consecutive days.