HURWITZ EDWARD 4
Accession 0001209191-10-051904
Filed
Oct 26, 8:00 PM ET
Accepted
Oct 27, 6:06 PM ET
Size
57.3 KB
Accession
0001209191-10-051904
Insider Transaction Report
- Purchase
Common Stock
2010-10-27$9.50/sh+19,425$184,538→ 164,882 total - Conversion
Series B Convertible Preferred Stock
2010-10-27−621,923→ 0 total→ Common Stock (379,545 underlying) - Purchase
Common Stock
2010-10-27$9.50/sh+289,236$2,747,742→ 2,455,167 total - Conversion
Common Stock
2010-10-27$7.60/sh+700,050$5,320,380→ 2,165,931 total - Conversion
Common Stock
2010-10-27+72,957→ 72,957 total - Conversion
Common Stock
2010-10-27+26,771→ 26,771 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−188,514→ 0 total→ Common Stock (72,957 underlying) - Conversion
Common Stock
2010-10-27+25,490→ 98,447 total - Conversion
Common Stock
2010-10-27$7.60/sh+17,250$131,100→ 53,374 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−2,806,991→ 0 total→ Common Stock (1,086,336 underlying) - Conversion
Series A Convertible Prefered Stock
2010-10-27−69,176→ 0 total→ Common Stock (26,771 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−41,768→ 0 total→ Common Stock (25,490 underlying) - Conversion
Common Stock
2010-10-27+379,545→ 1,465,881 total - Purchase
Common Stock
2010-10-27$9.50/sh+7,128$67,716→ 60,502 total - Conversion
Common Stock
2010-10-27$7.60/sh+47,010$357,276→ 145,457 total - Conversion
Common Stock
2010-10-27+9,353→ 36,124 total - Conversion
Common Stock
2010-10-27+1,086,336→ 1,086,336 total - Conversion
Series B Convertible Preferred Stock
2010-10-27−15,327→ 0 total→ Common Stock (9,353 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (47,010 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (700,050 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (17,250 underlying)
- Conversion
Series A Convertible Prefered Stock
2010-10-27−2,806,991→ 0 total→ Common Stock (1,086,336 underlying) - Conversion
Common Stock
2010-10-27+1,086,336→ 1,086,336 total - Purchase
Common Stock
2010-10-27$9.50/sh+289,236$2,747,742→ 2,455,167 total - Conversion
Common Stock
2010-10-27+25,490→ 98,447 total - Conversion
Common Stock
2010-10-27$7.60/sh+700,050$5,320,380→ 2,165,931 total - Conversion
Common Stock
2010-10-27$7.60/sh+17,250$131,100→ 53,374 total - Purchase
Common Stock
2010-10-27$9.50/sh+19,425$184,538→ 164,882 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−188,514→ 0 total→ Common Stock (72,957 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−621,923→ 0 total→ Common Stock (379,545 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (700,050 underlying) - Conversion
Common Stock
2010-10-27+72,957→ 72,957 total - Conversion
Common Stock
2010-10-27$7.60/sh+47,010$357,276→ 145,457 total - Conversion
Common Stock
2010-10-27+26,771→ 26,771 total - Conversion
Common Stock
2010-10-27+9,353→ 36,124 total - Purchase
Common Stock
2010-10-27$9.50/sh+7,128$67,716→ 60,502 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−69,176→ 0 total→ Common Stock (26,771 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−15,327→ 0 total→ Common Stock (9,353 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (47,010 underlying) - Conversion
Common Stock
2010-10-27+379,545→ 1,465,881 total - Conversion
Series B Convertible Preferred Stock
2010-10-27−41,768→ 0 total→ Common Stock (25,490 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (17,250 underlying)
- Conversion
Series B Convertible Preferred Stock
2010-10-27−621,923→ 0 total→ Common Stock (379,545 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−15,327→ 0 total→ Common Stock (9,353 underlying) - Conversion
Series A Convertible Prefered Stock
2010-10-27−69,176→ 0 total→ Common Stock (26,771 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−41,768→ 0 total→ Common Stock (25,490 underlying) - Purchase
Common Stock
2010-10-27$9.50/sh+19,425$184,538→ 164,882 total - Conversion
Common Stock
2010-10-27$7.60/sh+17,250$131,100→ 53,374 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−2,806,991→ 0 total→ Common Stock (1,086,336 underlying) - Purchase
Common Stock
2010-10-27$9.50/sh+289,236$2,747,742→ 2,455,167 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−188,514→ 0 total→ Common Stock (72,957 underlying) - Conversion
Common Stock
2010-10-27$7.60/sh+700,050$5,320,380→ 2,165,931 total - Conversion
Common Stock
2010-10-27+25,490→ 98,447 total - Conversion
Common Stock
2010-10-27+9,353→ 36,124 total - Purchase
Common Stock
2010-10-27$9.50/sh+7,128$67,716→ 60,502 total - Conversion
Common Stock
2010-10-27+1,086,336→ 1,086,336 total - Conversion
Common Stock
2010-10-27+379,545→ 1,465,881 total - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (47,010 underlying) - Conversion
Common Stock
2010-10-27+72,957→ 72,957 total - Conversion
Common Stock
2010-10-27$7.60/sh+47,010$357,276→ 145,457 total - Conversion
Common Stock
2010-10-27+26,771→ 26,771 total - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (700,050 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (17,250 underlying)
- Conversion
Series B Convertible Preferred Stock
2010-10-27−15,327→ 0 total→ Common Stock (9,353 underlying) - Conversion
Common Stock
2010-10-27$7.60/sh+700,050$5,320,380→ 2,165,931 total - Purchase
Common Stock
2010-10-27$9.50/sh+289,236$2,747,742→ 2,455,167 total - Conversion
Common Stock
2010-10-27+72,957→ 72,957 total - Conversion
Common Stock
2010-10-27$7.60/sh+17,250$131,100→ 53,374 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−2,806,991→ 0 total→ Common Stock (1,086,336 underlying) - Conversion
Common Stock
2010-10-27+379,545→ 1,465,881 total - Conversion
Common Stock
2010-10-27+25,490→ 98,447 total - Conversion
Common Stock
2010-10-27+26,771→ 26,771 total - Purchase
Common Stock
2010-10-27$9.50/sh+7,128$67,716→ 60,502 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−188,514→ 0 total→ Common Stock (72,957 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (17,250 underlying) - Conversion
Common Stock
2010-10-27+1,086,336→ 1,086,336 total - Conversion
Common Stock
2010-10-27$7.60/sh+47,010$357,276→ 145,457 total - Purchase
Common Stock
2010-10-27$9.50/sh+19,425$184,538→ 164,882 total - Conversion
Common Stock
2010-10-27+9,353→ 36,124 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−69,176→ 0 total→ Common Stock (26,771 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (47,010 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−621,923→ 0 total→ Common Stock (379,545 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−41,768→ 0 total→ Common Stock (25,490 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (700,050 underlying)
- Conversion
Common Stock
2010-10-27+379,545→ 1,465,881 total - Conversion
Common Stock
2010-10-27+26,771→ 26,771 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−188,514→ 0 total→ Common Stock (72,957 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−621,923→ 0 total→ Common Stock (379,545 underlying) - Conversion
Common Stock
2010-10-27+25,490→ 98,447 total - Conversion
Common Stock
2010-10-27+9,353→ 36,124 total - Conversion
Common Stock
2010-10-27+1,086,336→ 1,086,336 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−69,176→ 0 total→ Common Stock (26,771 underlying) - Purchase
Common Stock
2010-10-27$9.50/sh+289,236$2,747,742→ 2,455,167 total - Purchase
Common Stock
2010-10-27$9.50/sh+19,425$184,538→ 164,882 total - Conversion
Common Stock
2010-10-27$7.60/sh+17,250$131,100→ 53,374 total - Conversion
Series B Convertible Preferred Stock
2010-10-27−41,768→ 0 total→ Common Stock (25,490 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−15,327→ 0 total→ Common Stock (9,353 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (700,050 underlying) - Conversion
Common Stock
2010-10-27$7.60/sh+700,050$5,320,380→ 2,165,931 total - Conversion
Common Stock
2010-10-27+72,957→ 72,957 total - Conversion
Common Stock
2010-10-27$7.60/sh+47,010$357,276→ 145,457 total - Purchase
Common Stock
2010-10-27$9.50/sh+7,128$67,716→ 60,502 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−2,806,991→ 0 total→ Common Stock (1,086,336 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (47,010 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (17,250 underlying)
- Conversion
Common Stock
2010-10-27$7.60/sh+17,250$131,100→ 53,374 total - Conversion
Common Stock
2010-10-27+379,545→ 1,465,881 total - Purchase
Common Stock
2010-10-27$9.50/sh+289,236$2,747,742→ 2,455,167 total - Conversion
Common Stock
2010-10-27+1,086,336→ 1,086,336 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−69,176→ 0 total→ Common Stock (26,771 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−41,768→ 0 total→ Common Stock (25,490 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−15,327→ 0 total→ Common Stock (9,353 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (17,250 underlying) - Conversion
Common Stock
2010-10-27$7.60/sh+700,050$5,320,380→ 2,165,931 total - Conversion
Common Stock
2010-10-27+25,490→ 98,447 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−2,806,991→ 0 total→ Common Stock (1,086,336 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−621,923→ 0 total→ Common Stock (379,545 underlying) - Purchase
Common Stock
2010-10-27$9.50/sh+19,425$184,538→ 164,882 total - Conversion
Common Stock
2010-10-27+9,353→ 36,124 total - Conversion
Common Stock
2010-10-27+26,771→ 26,771 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−188,514→ 0 total→ Common Stock (72,957 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (700,050 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (47,010 underlying) - Conversion
Common Stock
2010-10-27+72,957→ 72,957 total - Conversion
Common Stock
2010-10-27$7.60/sh+47,010$357,276→ 145,457 total - Purchase
Common Stock
2010-10-27$9.50/sh+7,128$67,716→ 60,502 total
- Conversion
Common Stock
2010-10-27+72,957→ 72,957 total - Conversion
Series B Convertible Preferred Stock
2010-10-27−621,923→ 0 total→ Common Stock (379,545 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (700,050 underlying) - Purchase
Common Stock
2010-10-27$9.50/sh+19,425$184,538→ 164,882 total - Conversion
Common Stock
2010-10-27+9,353→ 36,124 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−2,806,991→ 0 total→ Common Stock (1,086,336 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−15,327→ 0 total→ Common Stock (9,353 underlying) - Purchase
Common Stock
2010-10-27$9.50/sh+289,236$2,747,742→ 2,455,167 total - Conversion
Common Stock
2010-10-27+26,771→ 26,771 total - Conversion
Common Stock
2010-10-27$7.60/sh+17,250$131,100→ 53,374 total - Conversion
Series B Convertible Preferred Stock
2010-10-27−41,768→ 0 total→ Common Stock (25,490 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (17,250 underlying) - Purchase
Common Stock
2010-10-27$9.50/sh+7,128$67,716→ 60,502 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−69,176→ 0 total→ Common Stock (26,771 underlying) - Conversion
Common Stock
2010-10-27$7.60/sh+700,050$5,320,380→ 2,165,931 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−188,514→ 0 total→ Common Stock (72,957 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (47,010 underlying) - Conversion
Common Stock
2010-10-27+1,086,336→ 1,086,336 total - Conversion
Common Stock
2010-10-27+25,490→ 98,447 total - Conversion
Common Stock
2010-10-27+379,545→ 1,465,881 total - Conversion
Common Stock
2010-10-27$7.60/sh+47,010$357,276→ 145,457 total
- Purchase
Common Stock
2010-10-27$9.50/sh+289,236$2,747,742→ 2,455,167 total - Conversion
Common Stock
2010-10-27+25,490→ 98,447 total - Purchase
Common Stock
2010-10-27$9.50/sh+19,425$184,538→ 164,882 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−69,176→ 0 total→ Common Stock (26,771 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−41,768→ 0 total→ Common Stock (25,490 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (47,010 underlying) - Conversion
Common Stock
2010-10-27$7.60/sh+700,050$5,320,380→ 2,165,931 total - Conversion
Common Stock
2010-10-27+72,957→ 72,957 total - Purchase
Common Stock
2010-10-27$9.50/sh+7,128$67,716→ 60,502 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−188,514→ 0 total→ Common Stock (72,957 underlying) - Conversion
Common Stock
2010-10-27$7.60/sh+47,010$357,276→ 145,457 total - Conversion
Common Stock
2010-10-27+9,353→ 36,124 total - Conversion
Series B Convertible Preferred Stock
2010-10-27−621,923→ 0 total→ Common Stock (379,545 underlying) - Conversion
Series B Convertible Preferred Stock
2010-10-27−15,327→ 0 total→ Common Stock (9,353 underlying) - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (700,050 underlying) - Conversion
Common Stock
2010-10-27+1,086,336→ 1,086,336 total - Conversion
Common Stock
2010-10-27+379,545→ 1,465,881 total - Conversion
Common Stock
2010-10-27+26,771→ 26,771 total - Conversion
Series A Convertible Prefered Stock
2010-10-27−2,806,991→ 0 total→ Common Stock (1,086,336 underlying) - Conversion
Common Stock
2010-10-27$7.60/sh+17,250$131,100→ 53,374 total - Conversion
Senior Subordinated Convertible Promissory Notes
2010-10-27Exercise: $7.60Exp: 2011-12-31→ Common Stock (17,250 underlying)
Footnotes (10)
- [F1]Upon the closing of the Issuer's initial public offering on October 27, 2010, each share of Series A Convertible Preferred Stock (the "Series A Shares"), plus accrued dividends, automatically converted into shares of common stock of the Issuer in accordance with the terms of the Issuer's Third Amended and Restated Certificate of Incorporation. Each Series A Share converted into 0.38701117412 shares of common stock.
- [F10]The Convertible Notes were issued on September 2, 2008, December 11, 2008, July 2, 2009, January 28, 2010, June 14, 2010, August 13, 2010 and October 1, 2010. Any outstanding principal amount and accrued but unpaid interest thereon was automatically convertible into shares of capital stock of the Issuer upon the consummation of specified sale transactions involving the securities of the Issuer, including an initial public offering of the Issuer's common stock meeting certain conditions.
- [F2]Alta BioPharma Management III, LLC ("ABMIII") is the general partner of ABPIII and the managing limited partner of Alta BioPharma Partners III GmbH & Co. Beteiligungs KG ("ABPIIIKG"). Jean Deleage, Farah Champsi, Edward Penhoet and Edward Hurwitz are the directors of ABMIII and managers of Alta Embarcadero BioPharma Partners III, LLC ("AEBPIII"). Alison Kiley, a director of the Issuer, is a member of ABMIII and may be deemed to share investment power over the securities of the Issuer held by ABPIII, ABPIIIKG and AEBPIII with the directors of ABMIII and managers of AEBPIII. Each of Dr. Deleage, Ms. Champsi, Dr. Penhoet and Mr. Hurwitz disclaim beneficial ownership of such securities except to the extent of his or her pecuniary interest therein.
- [F3]These securities are owned directly by ABPIII.
- [F4]Upon the closing of the Issuer's initial public offering on October 27, 2010, each share of Series B Convertible Preferred Stock (the "Series B Shares"), plus accrued dividends, automatically converted into shares of common stock of the Issuer in accordance with the terms of the Issuer's Third Amended and Restated Certificate of Incorporation. Each Series B Share converted into 0.61027657931 basis of common stock.
- [F5]The outstanding principal and accrued and unpaid interest on these Convertible Notes was automatically converted into shares of Common Stock upon the closing of the Issuer's initial public offering at $7.60 per share, which is equal to 80% of the Issuer's initial public offering price per share.
- [F6]These securities are owned directly by ABPIIIKG.
- [F7]These securities are owned directly by AEBPIII.
- [F8]The Series A Shares were convertible at any time, at the holder's election, and automatically upon consummation of the Issuer's initial public offering and had no expiration date.
- [F9]The Series B Shares were convertible at any time, at the holder's election, and automatically upon consummation of the Issuer's initial public offering and had no expiration date.
Documents
Issuer
Aegerion Pharmaceuticals, Inc.
CIK 0001338042
Related Parties
1- filerCIK 0001211840
Filing Metadata
- Form type
- 4
- Filed
- Oct 26, 8:00 PM ET
- Accepted
- Oct 27, 6:06 PM ET
- Size
- 57.3 KB