Home/Filings/4/0001209191-10-052135
4//SEC Filing

FHM IV LLC 4

Accession 0001209191-10-052135

CIK 0001298521other

Filed

Oct 28, 8:00 PM ET

Accepted

Oct 29, 3:03 PM ET

Size

20.4 KB

Accession

0001209191-10-052135

Insider Transaction Report

Form 4
Period: 2010-10-28
FHM III, LLC
10% Owner
Transactions
  • Disposition to Issuer

    Common Stock

    2010-10-288,2910 total(indirect: Frazier Affiliates IV, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-281,632,6870 total(indirect: Frazier Healthcare IV, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-284,4570 total(indirect: Frazier Affiliates III, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-28592,5050 total(indirect: Frazier Healthcare III, L.P.)
Transactions
  • Disposition to Issuer

    Common Stock

    2010-10-288,2910 total(indirect: Frazier Affiliates IV, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-28592,5050 total(indirect: Frazier Healthcare III, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-284,4570 total(indirect: Frazier Affiliates III, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-281,632,6870 total(indirect: Frazier Healthcare IV, L.P.)
FHM IV LLC
10% Owner
Transactions
  • Disposition to Issuer

    Common Stock

    2010-10-284,4570 total(indirect: Frazier Affiliates III, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-28592,5050 total(indirect: Frazier Healthcare III, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-281,632,6870 total(indirect: Frazier Healthcare IV, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-288,2910 total(indirect: Frazier Affiliates IV, L.P.)
Transactions
  • Disposition to Issuer

    Common Stock

    2010-10-288,2910 total(indirect: Frazier Affiliates IV, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-284,4570 total(indirect: Frazier Affiliates III, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-28592,5050 total(indirect: Frazier Healthcare III, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-281,632,6870 total(indirect: Frazier Healthcare IV, L.P.)
Transactions
  • Disposition to Issuer

    Common Stock

    2010-10-28592,5050 total(indirect: Frazier Healthcare III, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-281,632,6870 total(indirect: Frazier Healthcare IV, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-288,2910 total(indirect: Frazier Affiliates IV, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-284,4570 total(indirect: Frazier Affiliates III, L.P.)
Transactions
  • Disposition to Issuer

    Common Stock

    2010-10-284,4570 total(indirect: Frazier Affiliates III, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-288,2910 total(indirect: Frazier Affiliates IV, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-28592,5050 total(indirect: Frazier Healthcare III, L.P.)
  • Disposition to Issuer

    Common Stock

    2010-10-281,632,6870 total(indirect: Frazier Healthcare IV, L.P.)
Footnotes (6)
  • [F1]Disposed of pursuant to merger agreement among the issuer and Emergent BioSolutions Inc., and certain of its affiliates, in exchange for (a) an aggregate of $6,085.17 cash, (b) 731 shares of Emergent common stock having a market value of $18.26 per share on the effective date of the merger and (c) 4,457 contingent value rights, which represent the right to receive possible additional cash payments.
  • [F2]These securities are owned directly by the entity listed. Frazier Affiliates III, L.P. and Frazier Healthcare III, L.P., are joint filers. The designated filer, FHM III, LLC, serves as the general partner of Frazier Affiliates III, L.P. and Frazier Healthcare III, L.P. FHM III, LLC disclaims beneficial ownership of the reported securities, except to the extent of its proportionate pecuniary interest therein.
  • [F3]Disposed of pursuant to merger agreement among the issuer and Emergent BioSolutions Inc., and certain of its affiliates, in exchange for (a) an aggregate of $11,317.22 cash, (b) 1,360 shares of Emergent common stock having a market value of $18.26 per share on the effective date of the merger and (c) 8,291 contingent value rights, which represent the right to receive possible additional cash payments.
  • [F4]These securities are owned directly by the entity listed Frazier Affiliates IV, L.P. and Frazier Healthcare IV, L.P., are joint filers. FHM IV, L.P. also a joint filer, serves as the general partner of Frazier Affiliates IV, L.P. and Frazier Healthcare IV, L.P. disclaims beneficial ownership of the reported securities, except to the extent of its proportionate pecuniary interest therein.
  • [F5]Disposed of pursuant to merger agreement among the issuer and Emergent BioSolutions Inc., and certain of its affiliates, in exchange for (a) an aggregate of $808,767.96 cash, (b) 97,229 shares of Emergent common stock having a market value of $18.26 per share on the effective date of the merger and (c) 592,505 contingent value rights, which represent the right to receive possible additional cash payments.
  • [F6]Disposed of pursuant to merger agreement among the issuer and Emergent BioSolutions Inc., and certain of its affiliates, in exchange for (a) an aggregate of $2,228,617.76 cash, (b) 267,923 shares of Emergent common stock having a market value of $18.26 per share on the effective date of the merger and (c) 1,632,687 contingent value rights, which represent the right to receive possible additional cash payments.

Issuer

Trubion Pharmaceuticals, Inc

CIK 0001298521

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001281154

Filing Metadata

Form type
4
Filed
Oct 28, 8:00 PM ET
Accepted
Oct 29, 3:03 PM ET
Size
20.4 KB