4//SEC Filing
Rucker James N B 4
Accession 0001209191-10-053483
CIK 0001278021other
Filed
Nov 4, 8:00 PM ET
Accepted
Nov 5, 6:00 PM ET
Size
14.3 KB
Accession
0001209191-10-053483
Insider Transaction Report
Form 4
Rucker James N B
Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock, par value $0.003 per share
2010-11-04$2.70/sh+8,708$23,512→ 166,830 total - Exercise/Conversion
Stock Option (right to buy)
2010-11-04−374→ 0 totalExercise: $2.70Exp: 2012-03-31→ Common Stock, par value $0.003 per share (374 underlying) - Exercise/Conversion
Stock Option (right to buy)
2010-11-04−5,557→ 55,560 totalExercise: $3.60Exp: 2011-06-15→ Common Stock, par value $0.003 per share (5,557 underlying) - Exercise/Conversion
Stock Option (right to buy)
2010-11-04−8,334→ 0 totalExercise: $2.70Exp: 2012-12-30→ Common Stock, par value $0.003 per share (8,334 underlying) - Exercise/Conversion
Common Stock, par value $0.003 per share
2010-11-04$3.60/sh+5,557$20,005→ 158,122 total - Sale
Common Stock, par value $0.003 per share
2010-11-04$18.75/sh−14,265$267,469→ 152,565 total
Footnotes (2)
- [F1]These transactions were executed in multiple trades at prices ranging from $18.60 to $19.02. The price reported above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
- [F2]The stock option is fully exercisable.
Documents
Issuer
MARKETAXESS HOLDINGS INC
CIK 0001278021
Entity typeother
Related Parties
1- filerCIK 0001296461
Filing Metadata
- Form type
- 4
- Filed
- Nov 4, 8:00 PM ET
- Accepted
- Nov 5, 6:00 PM ET
- Size
- 14.3 KB