MARKETAXESS HOLDINGS INC·4

Nov 5, 6:00 PM ET

Rucker James N B 4

4 · MARKETAXESS HOLDINGS INC · Filed Nov 5, 2010

Insider Transaction Report

Form 4
Period: 2010-11-04
Rucker James N B
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock, par value $0.003 per share

    2010-11-04$2.70/sh+8,708$23,512166,830 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2010-11-043740 total
    Exercise: $2.70Exp: 2012-03-31Common Stock, par value $0.003 per share (374 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2010-11-045,55755,560 total
    Exercise: $3.60Exp: 2011-06-15Common Stock, par value $0.003 per share (5,557 underlying)
  • Exercise/Conversion

    Stock Option (right to buy)

    2010-11-048,3340 total
    Exercise: $2.70Exp: 2012-12-30Common Stock, par value $0.003 per share (8,334 underlying)
  • Exercise/Conversion

    Common Stock, par value $0.003 per share

    2010-11-04$3.60/sh+5,557$20,005158,122 total
  • Sale

    Common Stock, par value $0.003 per share

    2010-11-04$18.75/sh14,265$267,469152,565 total
Footnotes (2)
  • [F1]These transactions were executed in multiple trades at prices ranging from $18.60 to $19.02. The price reported above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer, or a security holder of the Issuer.
  • [F2]The stock option is fully exercisable.

Documents

1 file
  • 4
    c08013_4x0.xmlPrimary

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