4//SEC Filing
Liberty Acquisition Holdings Corp. 4
Accession 0001209191-10-054104
CIK 0001407539operating
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 10:00 AM ET
Size
8.4 KB
Accession
0001209191-10-054104
Insider Transaction Report
Form 4
Marlin Equities II, LLC
Director10% Owner
Transactions
- Award
Series A Preferred Stock
2010-11-09$1000.00/sh+25,000$25,000,000→ 25,000 total(indirect: See Footnotes)
FRANKLIN MARTIN E
Director10% Owner
Transactions
- Award
Series A Preferred Stock
2010-11-09$1000.00/sh+25,000$25,000,000→ 25,000 total(indirect: See Footnotes)
Footnotes (3)
- [F1]On November 9, 2010, pursuant to the terms of that certain Preferred Stock Purchase Agreement, dated as of August 4, 2010, by and between the Issuer and Marlin Equities II, LLC ("Marlin"), Marlin purchased from the Issuer 25,000 shares of newly created non-convertible Series A Preferred Stock of the Issuer, par value $0.0001 per share, at a purchase price of $1,000 per share in a transaction exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") pursuant to Rule 16b-3 promulgated thereunder.
- [F2]Martin E. Franklin ("Mr. Franklin") is a director of the Issuer and the majority owner and managing member of Marlin and may be deemed to have beneficial ownership of the shares reported herein held by Marlin.
- [F3]Mr. Franklin serves on the Board of Directors of the Issuer as a representative of Marlin and Marlin is a director of the Issuer by deputization. The filing of this Form 4 and the inclusion of information herein shall not be considered an admission that any Reporting Person is in fact a member a "group" or that such Reporting Person has any liability or obligation under Section 16(b) of the Exchange Act, in connection with any such "group" or that for purposes of Section 16 of the Exchange Act or any other purpose, such Reporting Person is the beneficial owner of any securities in which such Reporting Person does not have a pecuniary interest. Each Reporting Person expressly disclaims beneficial ownership of the shares reported herein to the fullest extent permitted by applicable law.
Documents
Issuer
Liberty Acquisition Holdings Corp.
CIK 0001407539
Entity typeoperating
IncorporatedVA
Related Parties
1- filerCIK 0001407539
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 10:00 AM ET
- Size
- 8.4 KB