4//SEC Filing
Pantuso Anthony 4
Accession 0001209191-10-054167
CIK 0001175609other
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 2:10 PM ET
Size
9.7 KB
Accession
0001209191-10-054167
Insider Transaction Report
Form 4
Pantuso Anthony
Director
Transactions
- Other
Common Stock
2010-11-08+14,501→ 14,501 total(indirect: By LLC) - Other
Common Stock
2010-11-08−1,433,870→ 46 total(indirect: By NeoCarta Ventures I, L.P.) - Other
Common Stock
2010-11-08−159,316→ 6 total(indirect: By LLC)
Footnotes (4)
- [F1]Represents a change in the form of beneficial ownership from one form of indirect ownership to another by virtue of a pro-rata in-kind distribution of the Issuer's Common Stock by NeoCarta Ventures, L.P. ("NeoCarta Ventures") without consideration to its limited partners and its general partner, NeoCarta Associates, LLC ("NeoCarta Associates").
- [F2]Represents a change in the form of beneficial ownership from one form of indirect ownership to another by virtue of a pro-rata in-kind distribution of the Issuer's Common Stock by NeoCarta Scout Fund, LLC ("NeoCarta Scout") without consideration to its members and its manager, NeoCarta Associates.
- [F3]The Reporting Person is a Managing Director of NeoCarta Associates, which serves as the general partner of NeoCarta Ventures and as the Manager of NeoCarta Scout. NeoCarta Ventures and NeoCarta Scout are under common control. As such, the Reporting Person shares voting and investment power over the shares held by NeoCarta Ventures and NeoCarta Scout. The Reporting Person disclaims beneficial ownership of the shares held by NeoCarta Ventures and NeoCarta Scout except to the extent of his proportionate pecuniary interest therein.
- [F4]Represents the receipt of shares of the Issuer's Common Stock by virtue of the pro-rata in-kind distributions described in foonotes (1) and (2) above by NeoCarta Associates without consideration.
Documents
Issuer
CAVIUM NETWORKS, INC.
CIK 0001175609
Entity typeother
Related Parties
1- filerCIK 0001395197
Filing Metadata
- Form type
- 4
- Filed
- Nov 9, 7:00 PM ET
- Accepted
- Nov 10, 2:10 PM ET
- Size
- 9.7 KB