ECKSTEIN FRANK OTTO 4
4 · WINN DIXIE STORES INC · Filed Nov 12, 2010
Insider Transaction Report
Form 4
ECKSTEIN FRANK OTTO
SVP, Retail Operations
Transactions
- Award
Common Stock
2010-11-05+4,720→ 45,374 total - Award
Common Stock
2010-11-10+5,072→ 50,446 total - Award
Option
2010-11-10+9,393→ 9,393 totalExercise: $7.11Exp: 2017-11-10→ Common Stock (9,393 underlying)
Footnotes (4)
- [F1]Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2010 Equity Incentive Plan that were subject to achievement of certain performance criteria determined as to 1/3 of the award each year beginning with the first year after grant. The aggregate performance RSU's were originally awarded on November 4, 2009. The first year performance criteria were met on November 4, 2010 and the RSU's vested as to 1/3 of the original award. Each RSU represents a right to receive one share of Winn-Dixie Stores, Inc. common stock.
- [F2]Represents Restricted Stock Units ("RSUs") awarded under the Winn-Dixie Stores, Inc. Fiscal 2010 Equity Incentive Plan. The RSUs become vested, and certificates for shares of common stock become deliverable, in three equal annual installments beginning on the first anniversary of the date of grant. Each RSU represents a contingent right to receive one share of Winn-Dixie Stores, Inc. common stock.
- [F3]The amount of securities owned balance includes 17,767 RSUs for which stock certificates will be issued upon vesting.
- [F4]The Option shall vest in equal annual installments over 3 years beginning with the first anniversary of the date of grant.