4//SEC Filing
Buchholz Christopher E 4
Accession 0001209191-10-055223
CIK 0001311131other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 4:14 PM ET
Size
17.4 KB
Accession
0001209191-10-055223
Insider Transaction Report
Form 4
Transactions
- Award
Common Stock
2010-03-16$11.25/sh+2,500$28,125→ 15,463 total - Award
Stock Options
2010-11-15$11.25/sh+7,055$79,369→ 7,055 totalExercise: $11.25From: 2010-11-15Exp: 2020-11-15→ Common Stock (7,055 underlying)
Holdings
- 11,250
Stock Options
Exercise: $9.24From: 2009-03-16Exp: 2019-03-16→ Common Stock (11,250 underlying) - 6,500
Stock Options
Exercise: $17.77From: 2008-12-13Exp: 2016-12-13→ Common Stock (6,500 underlying) - 10,000
Stock Options
Exercise: $14.35From: 2007-08-14Exp: 2017-08-14→ Common Stock (10,000 underlying) - 4,318(indirect: By 401(k))
Common Stock
- 4,421.062(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 10,000
Stock Options
Exercise: $11.98From: 2008-02-20Exp: 2018-02-20→ Common Stock (10,000 underlying)
Footnotes (11)
- [F1]Includes 2,862 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan vested 20% on December 22, 2006, and each December 13 of 2007, 2008 and 2009. Of the original 4,000 shares, the remaining 20% will vest on December 13, 2010. The reported number of shares is net of 1,138 shares withheld by the Issuer for tax withholding purposes.
- [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F11]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F2]Includes 7,915 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 10,000 shares vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 2,085 shares withheld by the Issuer for tax withholding purposes.
- [F3]Includes 2,186 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,500 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 314 shares withheld by the Issuer for tax withholding purposes.
- [F4]Restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become vested in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F5]Includes non-reportable shares acquired in the Rockville Bank 401(k) Plan during the first, second and third quarter 2010 for Mr. Buchholz, not previously reported of 854.0195 shares purchased in the first quarter, 236.2474 shares purchased in the second quarter, and 227.4605 shares purchased in the third quarter.
- [F6]Shares allocated to the account of Mr. Buchholz under the Rockville Bank Employee Stock Ownership Plan, of which 2,652.6371 shares are vested as of December 31, 2009.
- [F7]Total beneficial ownership is 24,202.0619 at 11/15/2010.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial Inc.
CIK 0001311131
Entity typeother
Related Parties
1- filerCIK 0001365762
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 4:14 PM ET
- Size
- 17.4 KB