4//SEC Filing
DiChiara Richard C 4
Accession 0001209191-10-055230
CIK 0001311131other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 4:22 PM ET
Size
13.1 KB
Accession
0001209191-10-055230
Insider Transaction Report
Form 4
DiChiara Richard C
Other
Transactions
- Award
Common Stock
2010-11-15$11.25/sh+1,000$11,250→ 2,625 total - Award
Stock Options
2010-11-15$11.25/sh+4,335$48,769→ 4,335 totalExercise: $11.25From: 2010-11-15Exp: 2020-11-15→ Common Stock (4,335 underlying)
Holdings
- 1,767.028(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 1,625
Stock Options
Exercise: $11.98From: 2008-02-20Exp: 2018-02-20→ Common Stock (1,625 underlying) - 5,400
Stock Options
Exercise: $9.24From: 2009-03-16Exp: 2019-03-16→ Common Stock (5,400 underlying)
Footnotes (8)
- [F1]Includes 775 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 225 shares withheld by the Issuer for tax withholding purposes.
- [F2]Includes 850 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 150 shares withheld by the Issuer for tax withholding purposes.
- [F3]Restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become vested in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F4]Shares allocated to the account of Mr. DiChiara under the Rockville Bank Employee Stock Ownership Plan, of which 354.0057 shares are vested as of December 31, 2009.
- [F5]Total beneficial ownership is 4,392.0284 at 11/15/2010.
- [F6]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial Inc.
CIK 0001311131
Entity typeother
Related Parties
1- filerCIK 0001418108
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 4:22 PM ET
- Size
- 13.1 KB