4//SEC Filing
White Darlene S 4
Accession 0001209191-10-055249
CIK 0001311131other
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 4:32 PM ET
Size
17.4 KB
Accession
0001209191-10-055249
Insider Transaction Report
Form 4
White Darlene S
Other
Transactions
- Award
Common Stock
2010-11-15$11.25/sh+4,600$51,750→ 4,600 totalExercise: $11.25From: 2010-11-15Exp: 2020-11-15→ Common Stock (4,600 underlying) - Award
Common Stock
2010-11-15$11.25/sh+1,000$11,250→ 7,123 total
Holdings
- 5,600
Common Stock
Exercise: $9.24From: 2009-03-16Exp: 2019-03-16→ Common Stock (5,600 underlying) - 2,997.186(indirect: By 401(k))
Common Stock
- 6,500
Common Stock
Exercise: $11.98From: 2008-02-20Exp: 2018-02-20→ Common Stock (6,500 underlying) - 3,079.555(indirect: By Rockville Bank ESOP Plan)
Common Stock
- 5,500
Stock Options
Exercise: $17.77From: 2008-12-13Exp: 2016-12-13→ Common Stock (5,500 underlying) - 6,500
Common Stock
Exercise: $14.35From: 2007-08-14Exp: 2017-08-14→ Common Stock (6,500 underlying)
Footnotes (11)
- [F1]Includes non-reportable shares acquired in the Rockville Bank 401(k) Plan during the first, second and third quarter 2010 for Ms. White, not previously reported of 643.6602 shares purchased in the first quarter, 159.8967 shares purchased in the second quarter, and 148.2592 shares purchased in the third quarter.
- [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F11]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F2]Includes 2,176 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan vested 20% on December 22, 2006, and each December 13 of 2007, 2008 and 2009. Of the original 3,000 shares the remaining 20% will vest on each December 13, 2010. The reported number of shares is net of 824 shares withheld by the Issuer for tax withholding purposes.
- [F3]Includes 3,097 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 4,000 shares will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 903 shares withheld by the Issuer for tax withholding purposes.
- [F4]Includes 850 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 150 shares withheld by the Issuer for tax withholding purposes.
- [F5]Restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become vested in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F6]Shares allocated to the account of Ms. White under the Rockville Bank Employee Stock Ownership Plan, of which 1,847.7329 shares are vested as of December 31, 2009.
- [F7]Total beneficial ownership is 13,199.7407 shares at November 15, 2010.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial Inc.
CIK 0001311131
Entity typeother
Related Parties
1- filerCIK 0001360754
Filing Metadata
- Form type
- 4
- Filed
- Nov 15, 7:00 PM ET
- Accepted
- Nov 16, 4:32 PM ET
- Size
- 17.4 KB