Home/Filings/4/0001209191-10-055292
4//SEC Filing

Jeamel Joseph A Jr 4

Accession 0001209191-10-055292

CIK 0001311131other

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 5:22 PM ET

Size

16.0 KB

Accession

0001209191-10-055292

Insider Transaction Report

Form 4
Period: 2010-11-15
Jeamel Joseph A Jr
Chief Operating Officer
Transactions
  • Award

    Stock Options

    2010-11-15$11.25/sh+4,500$50,6254,500 total
    Exercise: $11.25From: 2010-11-15Exp: 2020-11-15Common Stock (4,500 underlying)
Holdings
  • Stock Options

    Exercise: $17.77From: 2008-12-13Exp: 2016-12-13Common Stock (12,000 underlying)
    12,000
  • Stock Options

    Exercise: $14.35From: 2007-08-14Exp: 2017-08-14Common Stock (12,000 underlying)
    12,000
  • Common Stock

    43,078
  • Stock Options

    Exercise: $9.24From: 2009-03-16Exp: 2019-03-16Common Stock (13,700 underlying)
    13,700
  • Stock Options

    Exercise: $11.98From: 2008-02-20Exp: 2018-02-20Common Stock (12,000 underlying)
    12,000
  • Common Stock

    (indirect: By 401(k))
    28,235.007
  • Common Stock

    (indirect: By Rockville Bank ESOP Plan)
    8,453.225
Footnotes (10)
  • [F1]Includes non-reportable shares acquired in the Rockville Bank 401(k) Plan during the first, second, and third quarter 2010 for Mr. Jeamel, not previously reported of 101.2262 shares purchased in the first quarter, 98.3739 shares purchased in the second quarter, and 132.3509 shares purchased in the third quarter.
  • [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
  • [F2]Includes 20,000 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. Of the original grant of 27,000 shares, the 5,400 shares (20%) vested on December 22, 2006 were withheld by the Issuer for tax withholding purposes, 1,600 vested shares were gifted on December 26, 2008 and the remaining shares vest 20% on each December 13 of years 2007 - 2010.
  • [F3]Includes 21,600 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 27,000 shares will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 5,400 shares withheld by the Issuer for tax withholding purposes.
  • [F4]Includes 2,750 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan which will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  • [F5]Total beneficial ownership is 79,766.2323 shares at 11/15/2010.
  • [F6]Shares allocated to the account of Mr. Jeamel under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2009.
  • [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
  • [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  • [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.

Issuer

Rockville Financial Inc.

CIK 0001311131

Entity typeother

Related Parties

1
  • filerCIK 0001313293

Filing Metadata

Form type
4
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 5:22 PM ET
Size
16.0 KB