4//SEC Filing
COUNCIL WILLIAM R III 4
Accession 0001209191-10-055897
CIK 0000919956other
Filed
Nov 17, 7:00 PM ET
Accepted
Nov 18, 5:36 PM ET
Size
17.8 KB
Accession
0001209191-10-055897
Insider Transaction Report
Form 4
ADVOCAT INCAVCA
COUNCIL WILLIAM R III
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2010-11-18$4.74/sh+4,200$19,911→ 68,913 total
Holdings
- 4,586.6
2010 Restricted Stock Units
→ Common Stock (44.14 underlying) - 25,000
Stock Settled Stock Appreciation Right
Exercise: $2.37From: 2010-03-13Exp: 2019-03-14→ Common Stock (25,000 underlying) - 25,000
Stock Settled Stock Appreciation Right
Exercise: $5.45From: 2011-06-18Exp: 2020-06-18→ Common Stock (25,000 underlying) - 25,000
Stock Settled Stock Appreciation Right
Exercise: $10.88From: 2009-03-14Exp: 2018-03-14→ Common Stock (25,000 underlying) - 13,490.9
2009 Restricted Stock Units
→ Common Stock (129.83 underlying) - 25,000
Stock Settled Stock Appreciation Right
Exercise: $11.59From: 2008-03-07Exp: 2017-03-07→ Common Stock (25,000 underlying) - 75,000
Stock Options (right to buy)
Exercise: $5.44Exp: 2015-12-13→ Common Stock (75,000 underlying)
Footnotes (6)
- [F1]This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $4.72 and $4.75. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- [F2]Each restricted stock unit is equal to one share.
- [F3]The 2010 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (03/15/2010).
- [F4]The 2009 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (03/13/2009).
- [F5]Vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant.
- [F6]Vested December 13, 2005.
Issuer
ADVOCAT INC
CIK 0000919956
Entity typeother
Related Parties
1- filerCIK 0001253540
Filing Metadata
- Form type
- 4
- Filed
- Nov 17, 7:00 PM ET
- Accepted
- Nov 18, 5:36 PM ET
- Size
- 17.8 KB