3//SEC Filing
MOSELEY FREDERICK S IV 3
Accession 0001209191-10-056688
CIK 0001499482other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 8:56 PM ET
Size
11.7 KB
Accession
0001209191-10-056688
Insider Transaction Report
Form 3
MOSELEY FREDERICK S IV
10% OwnerOther
Holdings
- 516,781(indirect: See Footnote)
Common Stock, par value $0.0001 per share
Footnotes (2)
- [F1]67,406 of these shares are subject to forfeiture to the extent the underwriters' over allotment option, as described in the Issuer's registration statement on Form S-1 (File No.333-168949), is not exercised in full. In addition, 287,101 of the shares (or up to 249,653 if the underwriters' over-allotment option is not exercised in full) are subject to forfeiture on the five-year anniversary of the closing of the Issuer's initial business combination unless prior to such time the last sales price of the Issuer's common stock equals or exceeds $18.00 per share for any 20 trading days within any 30-trading day period or if the Issuer consummates a subsequent liquidation, merger, stock exchange or other similar transaction that results in all of its stockholders having the right to exchange their common stock of the Issuer for cash, securities or other property in an amount which equals or exceeds $18.00 per share.
- [F2]LLM Capital Partners LLC is the manager and LLM Advisors L.P. is the general partner of each of LLM Structured Equity Fund L.P. and LLM Investors L.P. (collectively, the "LLM Funds"). As such, each of LLM Capital Partners LLC and LLM Advisors L.P. may be considered to have beneficial ownership of the LLM Funds' interest in the issuer. Indirect investment and voting control of LLM Advisors L.P. is held by LLM Capital Partners LLC. Indirect investment and voting control of LLM Capital Partners LLC is held by Patrick J. Landers and Frederick S. Moseley, IV. Mr. Moseley also has a direct interest in LLM Investors L.P. Mr. Moseley may be considered to have beneficial ownership of the LLM Funds' interest in the issuer, but disclaims beneficial ownership of all shares in which he does not have a pecuniary interest.
Issuer
L&L Acquisition Corp.
CIK 0001499482
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001176993
Filing Metadata
- Form type
- 3
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 8:56 PM ET
- Size
- 11.7 KB