4//SEC Filing
DiChiara Richard C 4
Accession 0001209191-10-056968
CIK 0001311131other
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 3:25 PM ET
Size
12.6 KB
Accession
0001209191-10-056968
Insider Transaction Report
Form 4
DiChiara Richard C
Other
Transactions
- Tax Payment
Common Stock
2010-11-26$11.25/sh−52$585→ 2,573 total
Holdings
- 5,400
Stock Options
Exercise: $9.24From: 2009-03-16Exp: 2019-03-16→ Common Stock (5,400 underlying) - 1,625
Stock Options
Exercise: $11.98From: 2008-02-20Exp: 2018-02-20→ Common Stock (1,625 underlying) - 4,335
Stock Options
Exercise: $11.25From: 2010-11-15Exp: 2020-11-15→ Common Stock (4,335 underlying) - 1,767.028(indirect: By Rockville Bank ESOP Plan)
Common Stock
Footnotes (9)
- [F1]Includes 775 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 225 shares withheld by the Issuer for tax withholding purposes.
- [F2]Includes 850 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 150 shares withheld by the Issuer for tax withholding purposes.
- [F3]Transaction representing shares withheld by the Issuer for tax withholding purposes with respect to the vesting of and removal of restrictions on Restricted Stock previously issued to the Reporting Person by the Issuer under its 2006 Stock Incentive Award Plan.
- [F4]Includes 948 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 52 shares withheld by the Issuer for tax withholding purposes.
- [F5]Shares allocated to the account of Mr. DiChiara under the Rockville Bank Employee Stock Ownership Plan, of which 354.0057 shares are vested as of December 31, 2009.
- [F6]Total beneficial ownership is 4,340.0284 at 11/26/2010.
- [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial Inc.
CIK 0001311131
Entity typeother
Related Parties
1- filerCIK 0001418108
Filing Metadata
- Form type
- 4
- Filed
- Nov 25, 7:00 PM ET
- Accepted
- Nov 26, 3:25 PM ET
- Size
- 12.6 KB