TRIDENT CAPITAL FUND V LP 4
4 · XATA CORP /MN/ · Filed Dec 1, 2010
Insider Transaction Report
Form 4
XATA CORP /MN/XATA
TRIDENT CAPITAL MANAGEMENT V LLC
10% Owner
Transactions
- Other
Series B Preferred Stock
2010-11-30+2,845→ 144,721 total(indirect: See footnote.)→ Common stock, $0.01 par value (2,845 underlying) - Other
Series B Preferred Stock
2010-11-30+218→ 11,071 total(indirect: See footnote.)→ Common stock, $0.01 par value (218 underlying) - Other
Series B Preferred Stock
2010-11-30+208→ 10,564 total(indirect: See footnote.)→ Common stock, $0.01 par value (208 underlying) - Other
Series B Preferred Stock
2010-11-30+1,084→ 55,135 total(indirect: See footnote.)→ Common stock, $0.01 par value (1,084 underlying) - Other
Series B Preferred Stock
2010-11-30+37,450→ 1,904,871 total(indirect: See footnote.)→ Common stock, $0.01 par value (37,450 underlying)
Footnotes (9)
- [F1]Each share of Series B Preferred Stock is immediately convertible into one (1) share of the issuer's common stock.
- [F2]Issued pursuant to the payment of a dividend to Series B Preferred Stockholders.
- [F3]Not applicable.
- [F4]Trident Capital Management-V, L.L.C. ("TCMV") serves as the general partner of each of Trident Capital Fund-V, L.P., Trident Capital Fund-V Affiliates Fund, L.P., Trident Capital Fund-V Affiliates Fund (Q), L.P. and Trident Capital Fund-V Principals Fund, L.P. and the sole investment general partner of Trident Capital Parallel Fund-V, C.V. and TCMV may be deemed to be the benefical owner of the shares held by each of the Trident entities, though TCMV disclaims benefical ownership of the reported securities except to the extent of it pecuniary interest therein.
- [F5]These securities are owned by Trident Capital Fund-V, L.P.
- [F6]These securities are owned by Trident Capital Fund-V Affiliates Fund, L.P.
- [F7]These securities are owned by Trident Capital Fund-V Affiliates Fund (Q), L.P.
- [F8]These securities are owned by Trident Capital Fund-V Principals Fund, L.P.
- [F9]These securities are owned by Trident Capital Parallel Fund-V, C.V.