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TRIDENT CAPITAL FUND V LP 4

Accession 0001209191-10-057575

CIK 0000854398other

View on SEC.gov Company Profile

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 4:32 PM ET

Size

25.7 KB

Accession

0001209191-10-057575

Insider Transaction Report

Form 4

Period: 2010-11-30

XATA CORP /MN/XATA

TRIDENT CAPITAL FUND V AFFILIATES FUND Q LP

10% Owner

Transactions

Other
Series B Preferred Stock
2010-11-30+208→ 10,564 total(indirect: See footnote.)
→ Common stock, $0.01 par value (208 underlying)
Other
Series B Preferred Stock
2010-11-30+218→ 11,071 total(indirect: See footnote.)
→ Common stock, $0.01 par value (218 underlying)
Other
Series B Preferred Stock
2010-11-30+37,450→ 1,904,871 total(indirect: See footnote.)
→ Common stock, $0.01 par value (37,450 underlying)
Other
Series B Preferred Stock
2010-11-30+2,845→ 144,721 total(indirect: See footnote.)
→ Common stock, $0.01 par value (2,845 underlying)
Other
Series B Preferred Stock
2010-11-30+1,084→ 55,135 total(indirect: See footnote.)
→ Common stock, $0.01 par value (1,084 underlying)

TRIDENT CAPITAL MANAGEMENT V LLC

10% Owner

Transactions

Other
Series B Preferred Stock
2010-11-30+2,845→ 144,721 total(indirect: See footnote.)
→ Common stock, $0.01 par value (2,845 underlying)
Other
Series B Preferred Stock
2010-11-30+218→ 11,071 total(indirect: See footnote.)
→ Common stock, $0.01 par value (218 underlying)
Other
Series B Preferred Stock
2010-11-30+208→ 10,564 total(indirect: See footnote.)
→ Common stock, $0.01 par value (208 underlying)
Other
Series B Preferred Stock
2010-11-30+1,084→ 55,135 total(indirect: See footnote.)
→ Common stock, $0.01 par value (1,084 underlying)
Other
Series B Preferred Stock
2010-11-30+37,450→ 1,904,871 total(indirect: See footnote.)
→ Common stock, $0.01 par value (37,450 underlying)

TRIDENT CAPITAL PARALLEL FUND V CV

10% Owner

Transactions

Other
Series B Preferred Stock
2010-11-30+2,845→ 144,721 total(indirect: See footnote.)
→ Common stock, $0.01 par value (2,845 underlying)
Other
Series B Preferred Stock
2010-11-30+1,084→ 55,135 total(indirect: See footnote.)
→ Common stock, $0.01 par value (1,084 underlying)
Other
Series B Preferred Stock
2010-11-30+218→ 11,071 total(indirect: See footnote.)
→ Common stock, $0.01 par value (218 underlying)
Other
Series B Preferred Stock
2010-11-30+208→ 10,564 total(indirect: See footnote.)
→ Common stock, $0.01 par value (208 underlying)
Other
Series B Preferred Stock
2010-11-30+37,450→ 1,904,871 total(indirect: See footnote.)
→ Common stock, $0.01 par value (37,450 underlying)

TRIDENT CAPITAL FUND V AFFILIATES FUND LP

10% Owner

Transactions

Other
Series B Preferred Stock
2010-11-30+2,845→ 144,721 total(indirect: See footnote.)
→ Common stock, $0.01 par value (2,845 underlying)
Other
Series B Preferred Stock
2010-11-30+208→ 10,564 total(indirect: See footnote.)
→ Common stock, $0.01 par value (208 underlying)
Other
Series B Preferred Stock
2010-11-30+218→ 11,071 total(indirect: See footnote.)
→ Common stock, $0.01 par value (218 underlying)
Other
Series B Preferred Stock
2010-11-30+37,450→ 1,904,871 total(indirect: See footnote.)
→ Common stock, $0.01 par value (37,450 underlying)
Other
Series B Preferred Stock
2010-11-30+1,084→ 55,135 total(indirect: See footnote.)
→ Common stock, $0.01 par value (1,084 underlying)

TRIDENT CAPITAL FUND V PRINCIPALS FUND L P

10% Owner

Transactions

Other
Series B Preferred Stock
2010-11-30+218→ 11,071 total(indirect: See footnote.)
→ Common stock, $0.01 par value (218 underlying)
Other
Series B Preferred Stock
2010-11-30+1,084→ 55,135 total(indirect: See footnote.)
→ Common stock, $0.01 par value (1,084 underlying)
Other
Series B Preferred Stock
2010-11-30+2,845→ 144,721 total(indirect: See footnote.)
→ Common stock, $0.01 par value (2,845 underlying)
Other
Series B Preferred Stock
2010-11-30+208→ 10,564 total(indirect: See footnote.)
→ Common stock, $0.01 par value (208 underlying)
Other
Series B Preferred Stock
2010-11-30+37,450→ 1,904,871 total(indirect: See footnote.)
→ Common stock, $0.01 par value (37,450 underlying)

TRIDENT CAPITAL FUND V LP

10% Owner

Transactions

Other
Series B Preferred Stock
2010-11-30+208→ 10,564 total(indirect: See footnote.)
→ Common stock, $0.01 par value (208 underlying)
Other
Series B Preferred Stock
2010-11-30+218→ 11,071 total(indirect: See footnote.)
→ Common stock, $0.01 par value (218 underlying)
Other
Series B Preferred Stock
2010-11-30+37,450→ 1,904,871 total(indirect: See footnote.)
→ Common stock, $0.01 par value (37,450 underlying)
Other
Series B Preferred Stock
2010-11-30+1,084→ 55,135 total(indirect: See footnote.)
→ Common stock, $0.01 par value (1,084 underlying)
Other
Series B Preferred Stock
2010-11-30+2,845→ 144,721 total(indirect: See footnote.)
→ Common stock, $0.01 par value (2,845 underlying)

Footnotes (9)

[F1]Each share of Series B Preferred Stock is immediately convertible into one (1) share of the issuer's common stock.
[F2]Issued pursuant to the payment of a dividend to Series B Preferred Stockholders.
[F3]Not applicable.
[F4]Trident Capital Management-V, L.L.C. ("TCMV") serves as the general partner of each of Trident Capital Fund-V, L.P., Trident Capital Fund-V Affiliates Fund, L.P., Trident Capital Fund-V Affiliates Fund (Q), L.P. and Trident Capital Fund-V Principals Fund, L.P. and the sole investment general partner of Trident Capital Parallel Fund-V, C.V. and TCMV may be deemed to be the benefical owner of the shares held by each of the Trident entities, though TCMV disclaims benefical ownership of the reported securities except to the extent of it pecuniary interest therein.
[F5]These securities are owned by Trident Capital Fund-V, L.P.
[F6]These securities are owned by Trident Capital Fund-V Affiliates Fund, L.P.
[F7]These securities are owned by Trident Capital Fund-V Affiliates Fund (Q), L.P.
[F8]These securities are owned by Trident Capital Fund-V Principals Fund, L.P.
[F9]These securities are owned by Trident Capital Parallel Fund-V, C.V.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

XATA CORP /MN/

CIK 0000854398

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001123623

Filing Metadata

Form type: 4
Filed: Nov 30, 7:00 PM ET
Accepted: Dec 1, 4:32 PM ET
Size: 25.7 KB

View on SEC.gov