DiSantis B. Christopher 4

4 · HAWK CORP · Filed Dec 3, 2010

Form 4

Period: 2010-12-01

President and COO

Transactions

Disposition to Issuer
Stock Option
2010-12-01$37.60/sh−50,000$1,880,000→ 0 total
Exercise: $12.40Exp: 2016-11-03→ Common Stock (50,000 underlying)
Disposition to Issuer
Stock Option
2010-12-01$34.70/sh−20,000$694,000→ 0 total
Exercise: $15.30Exp: 2018-10-14→ Common Stock (20,000 underlying)
Disposition to Issuer
Common Stock
2010-12-01−4,000→ 0 total
Disposition to Issuer
Stock Option
2010-12-01$44.95/sh−26,000$1,168,700→ 0 total
Exercise: $5.05Exp: 2014-01-30→ Common Stock (26,000 underlying)
Disposition to Issuer
Stock Option
2010-12-01$43.25/sh−10,000$432,500→ 0 total
Exercise: $6.75Exp: 2014-08-20→ Common Stock (10,000 underlying)
Disposition to Issuer
Stock Option
2010-12-01$38.20/sh−30,000$1,146,000→ 0 total
Exercise: $11.80Exp: 2017-05-17→ Common Stock (30,000 underlying)
Disposition from Tender
Common Stock
2010-12-01$50.00/sh−14,200$710,000→ 0 total
Disposition to Issuer
Stock Option
2010-12-01$31.71/sh−30,000$951,300→ 0 total
Exercise: $18.29Exp: 2018-06-19→ Common Stock (30,000 underlying)
Disposition to Issuer
Stock Option
2010-12-01$31.87/sh−20,000$637,400→ 0 total
Exercise: $18.13Exp: 2018-02-22→ Common Stock (20,000 underlying)

Footnotes (2)

[F1]This restricted stock, which originally provided for vesting in equal annual installments from the date of grant and for which the vesting was accelerated in connection with the merger agreement between the Issuer, Carlisle Companies Incorporated and HC Corporation, will be paid out in the merger.
[F2]These options, which originally provided for vesting in equal annual installments from the date of grant and for some of which the vesting was accelerated in connection with the merger, were canceled in the merger in exchange for a cash payment of $6,909,900, representing the number of shares subject to the option multiplied by the difference between the exercise price of the option and $50.00.

Documents

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