Keating Anne 4
4 · REVA Medical, Inc. · Filed Dec 20, 2010
Insider Transaction Report
Form 4
Keating Anne
Director
Transactions
- Purchase
CHESS Depository Interests
2010-12-16+181,820→ 181,820 total(indirect: Stratford GEM Pty Ltd)→ Common Stock (18,182 underlying)
Footnotes (5)
- [F1]Australian CHESS Depositary Interests (CDIs) trade on the Australian Stock Exchange (ASX) and evidence beneficial ownership of Issuer's Common Stock on a ten-for-one basis.
- [F2]Represents 18,182 shares of Issuer's Common Stock.
- [F3]The CDIs are convertible into the Issuer's Common Stock on a ten-for-one basis at any time.
- [F4]The CDIs were purchased in the Company's initial public offering at a purchase price of A$1.10 per CDI, or the equivelant of A$11.00 per share of Common Stock.
- [F5]Represents shares held by Stratford GEM PTY Ltd. Anne Keeating is the sole director of Stratford GEM PTY Ltd and controls the voting rights with respect to the shares held by Stratford GEM PTY Ltd. Ms. Keating disclaims beneficial ownership of these securities, except to the extent of her pecuniary interest therein.