4//SEC Filing
ANGELO GORDON & CO LP/NY 4
Accession 0001209191-10-062741
CIK 0000808064other
Filed
Dec 27, 7:00 PM ET
Accepted
Dec 28, 3:55 PM ET
Size
22.6 KB
Accession
0001209191-10-062741
Insider Transaction Report
Form 4
ANGELO JOHN M
10% Owner
Transactions
- Sale
5.50% Convertible Senior Notes due 2026
2010-12-23→ 0 total(indirect: See footnote)Exp: 2026-11-15→ Common Stock (5,498,706 underlying) - Purchase
Common Stock
2010-12-23+345,029,647→ 345,029,647 total(indirect: See footnote) - Purchase
5.50% Convertible Senior Notes due 2026
2010-11-08$7555500.00/sh(indirect: See footnote)Exercise: $4.84Exp: 2026-11-15→ Common Stock (2,139,534 underlying)
GORDON MICHAEL L
10% Owner
Transactions
- Purchase
5.50% Convertible Senior Notes due 2026
2010-11-08$7555500.00/sh(indirect: See footnote)Exercise: $4.84Exp: 2026-11-15→ Common Stock (2,139,534 underlying) - Purchase
Common Stock
2010-12-23+345,029,647→ 345,029,647 total(indirect: See footnote) - Sale
5.50% Convertible Senior Notes due 2026
2010-12-23→ 0 total(indirect: See footnote)Exp: 2026-11-15→ Common Stock (5,498,706 underlying)
ANGELO GORDON & CO LP/NY
10% Owner
Transactions
- Purchase
5.50% Convertible Senior Notes due 2026
2010-11-08$7555500.00/sh(indirect: See footnote)Exercise: $4.84Exp: 2026-11-15→ Common Stock (2,139,534 underlying) - Purchase
Common Stock
2010-12-23+345,029,647→ 345,029,647 total(indirect: See footnote) - Sale
5.50% Convertible Senior Notes due 2026
2010-12-23→ 0 total(indirect: See footnote)Exp: 2026-11-15→ Common Stock (5,498,706 underlying)
Footnotes (5)
- [F1]The Reporting Persons disposed of all their 5.25% Convertible Senior Notes due 2025 and 5.50% Convertible Senior Notes due 2026 in exchange for 345,029,647 shares of common stock in an issuer exchange offer. The 5.25% Convertible Senior Notes were not exercisable within 60 days of the time of the exchange offer. In connection with the exchange offer, the Reporting Persons received 3,962.18 shares of common stock for each $1,000 in principal amount of its 5.25% Convertible Senior Notes that had a face value of $60,496,000. The Reporting Persons also received 3,959.91 shares of common stock for each $1,000 in principal amount of its 5.50% Convertible Senior Notes that had a face value of $26,600,000.
- [F2]These securities are held for the account of certain private investment funds for which Angelo, Gordon & Co., L.P. ("Angelo, Gordon") acts as investment adviser. John M. Angelo is a managing member of JAMG LLC, which is the general partner of AG Partners, L.P., which is the sole general partner of Angelo, Gordon. Mr. Angelo serves as the chief executive officer of Angelo, Gordon. Michael L. Gordon is the other managing member of JAMG LLC and is the chief operating officer of Angelo, Gordon.
- [F3]The filing of this statement shall not be deemed an admission that either John M. Angelo or Michael L. Gordon is the beneficial owner of any securities not held directly for his respective account for purpose of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise.
- [F4]The 5.50% Convertible Senior Notes are immediately exercisable.
- [F5]These securities were held for the account of certain private investment funds for which Angelo, Gordon acts as investment adviser. John M. Angelo is a managing member of JAMG LLC, which is the general partner of AG Partners, L.P., which is the sole general partner of Angelo, Gordon. Mr. Angelo serves as the chief executive officer of Angelo, Gordon. Michael L. Gordon is the other managing member of JAMG LLC and is the chief operating officer of Angelo, Gordon.
Issuer
C&D TECHNOLOGIES INC
CIK 0000808064
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0000860662
Filing Metadata
- Form type
- 4
- Filed
- Dec 27, 7:00 PM ET
- Accepted
- Dec 28, 3:55 PM ET
- Size
- 22.6 KB