4//SEC Filing
Paz Ramon 4
Accession 0001209191-11-001079
CIK 0001389072other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:05 PM ET
Size
9.8 KB
Accession
0001209191-11-001079
Insider Transaction Report
Form 4
Paz Ramon
VP, Quality Assurance
Transactions
- Sale
Common Stock
2011-01-03$85.90/sh−5,612$482,071→ 0 total - Exercise/Conversion
Common Stock
2011-01-03$39.37/sh+72$2,835→ 5,612 total - Exercise/Conversion
Stock Option (right to buy)
2011-01-03−72→ 0 totalExercise: $39.37From: 2010-07-25Exp: 2016-07-25→ Common Stock (72 underlying)
Footnotes (4)
- [F1]The purchase price of US$39.37 has been converted from AU$38.50 at the spot rate on the date of the transaction.
- [F2]These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F3]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $84.64 to $87.04. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F4]The exercise price of US$39.37 has been converted from AU$38.50 at the spot rate on the date of the transaction.
Documents
Issuer
HeartWare International, Inc.
CIK 0001389072
Entity typeother
Related Parties
1- filerCIK 0001419222
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 5:05 PM ET
- Size
- 9.8 KB