HeartWare International, Inc.·4

Jan 4, 5:05 PM ET

Paz Ramon 4

4 · HeartWare International, Inc. · Filed Jan 4, 2011

Insider Transaction Report

Form 4
Period: 2011-01-03
Paz Ramon
VP, Quality Assurance
Transactions
  • Sale

    Common Stock

    2011-01-03$85.90/sh5,612$482,0710 total
  • Exercise/Conversion

    Common Stock

    2011-01-03$39.37/sh+72$2,8355,612 total
  • Exercise/Conversion

    Stock Option (right to buy)

    2011-01-03720 total
    Exercise: $39.37From: 2010-07-25Exp: 2016-07-25Common Stock (72 underlying)
Footnotes (4)
  • [F1]The purchase price of US$39.37 has been converted from AU$38.50 at the spot rate on the date of the transaction.
  • [F2]These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
  • [F3]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $84.64 to $87.04. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
  • [F4]The exercise price of US$39.37 has been converted from AU$38.50 at the spot rate on the date of the transaction.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION