Home/Filings/4/0001209191-11-001312
4//SEC Filing

PALLEY STEPHEN WILLIAM 4

Accession 0001209191-11-001312

CIK 0000796764other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 7:10 PM ET

Size

10.1 KB

Accession

0001209191-11-001312

Insider Transaction Report

Form 4
Period: 2011-01-01
Transactions
  • Exercise/Conversion

    Common Stock, $0.0001 par value

    2011-01-01+16,00016,000 total
  • Exercise/Conversion

    Restricted Stock Units

    2011-01-0116,0000 total
    From: 2011-01-01Exp: 2011-01-01Common Stock (16,000 underlying)
  • Award

    Restricted Stock Units

    2011-01-01+15,90215,902 total
    Common Stock (15,902 underlying)
Footnotes (3)
  • [F1]Restricted Stock Units granted on 1/1/2010 pursuant to the 2009 Equity Incentive Plan Plan vested on 01/01/2011 pursuant to the terms of the grant and have been settled in Common Stock. Each Restricted Stock Unit represented the contingent right to receive one share of Premier Exhibitions, Inc. Common Stock.
  • [F2]The Restricted Stock Units were granted pursuant to the 2009 Equity Incentive Plan. Each Restricted Stock Unit represents a contingent right to receive one share of Premier Exhibitions, Inc. Common Stock.
  • [F3]The Restricted Stock Units vest on the earlier of (i) January 1, 2012, (ii) such earlier date as provided in the 2009 Equity Incentive Plan or (iii) on a pro-rata basis (proportionately to the number of days served by the reporting person on the Board of Directors during the year) on the date the reporting person ceases to be a director. The Restricted Stock Units will be payable to the reporting person within 20 days after they vest. Any units that do not vest will be forfeited.

Issuer

PREMIER EXHIBITIONS, INC.

CIK 0000796764

Entity typeother

Related Parties

1
  • filerCIK 0001397570

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 7:10 PM ET
Size
10.1 KB