4//SEC Filing
BANKER DOUG 4
Accession 0001209191-11-001377
CIK 0000796764other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 7:59 PM ET
Size
11.7 KB
Accession
0001209191-11-001377
Insider Transaction Report
Form 4
BANKER DOUG
Director
Transactions
- Exercise/Conversion
Common Stock, $0.0001 par value
2011-01-01+16,000→ 99,962 total - Sale
Common Stock, $0.0001 par value
2011-01-03$1.90/sh−10,000$19,038→ 89,962 total - Exercise/Conversion
Restricted Stock Units
2011-01-01−16,000→ 0 totalFrom: 2011-01-01Exp: 2011-01-01→ Common Stock (16,000 underlying) - Award
Restricted Stock Units
2011-01-01+15,902→ 15,902 total→ Common Stock (15,902 underlying)
Footnotes (4)
- [F1]Restricted Stock Units granted on 1/1/2010 pursuant to the 2009 Equity Incentive Plan Plan vested on 01/01/2011 pursuant to the terms of the grant and have been settled in Common Stock. Each Restricted Stock Unit represented the contingent right to receive one share of Premier Exhibitions, Inc. Common Stock.
- [F2]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 6, 2010.
- [F3]The Restricted Stock Units were granted pursuant to the 2009 Equity Incentive Plan. Each Restricted Stock Unit represents a contingent right to receive one share of Premier Exhibitions, Inc. Common Stock.
- [F4]The Restricted Stock Units vest on the earlier of (i) January 1, 2012, (ii) such earlier date as provided in the 2009 Equity Incentive Plan or (iii) on a pro-rata basis (proportionately to the number of days served by the reporting person on the Board of Directors during the year) on the date the reporting person ceases to be a director. The Restricted Stock Units will be payable to the reporting person within 20 days after they vest. Any units that do not vest will be forfeited.
Documents
Issuer
PREMIER EXHIBITIONS, INC.
CIK 0000796764
Entity typeother
Related Parties
1- filerCIK 0001143608
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 7:59 PM ET
- Size
- 11.7 KB