GRAPHIA GARY P 4

Accession 0001209191-11-001494

CIK 0000914024other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 10:09 AM ET

Size

30.5 KB

Accession

0001209191-11-001494

Form 4

Period: 2011-01-03

(see below)

Transactions

Exercise/Conversion
Common Stock
2011-01-03+21,368→ 50,461 total
Exercise/Conversion
Restricted Stock Units
2011-01-03−5,240→ 5,241 total
Exercise: $0.00From: 2010-01-01→ Common Stock (5,241 underlying)
Exercise/Conversion
Restricted Stock Units
2011-01-03−6,036→ 18,111 total
Exercise: $0.00From: 2011-01-01→ Common Stock (18,111 underlying)
Tax Payment
Common Stock
2011-01-03$34.67/sh−6,874$238,322→ 43,587 total
Exercise/Conversion
Restricted Stock Units
2011-01-03−1,550→ 1,550 total
Exercise: $0.00From: 2009-01-01→ Common Stock (1,550 underlying)
Exercise/Conversion
Restricted Stock Units
2011-01-03−3,026→ 6,052 total
Exercise: $0.00From: 2010-01-01→ Common Stock (6,052 underlying)
Exercise/Conversion
Restricted Stock Units
2011-01-03−5,516→ 11,033 total
Exercise: $0.00From: 2010-01-01→ Common Stock (11,033 underlying)

Holdings

Employee Stock Option (Right to Buy)
Exercise: $22.83From: 2010-01-02Exp: 2019-01-28→ Common Stock (18,233 underlying)
18,233
Employee Stock Option (Right to Buy)
Exercise: $26.70From: 2007-11-01Exp: 2016-11-01→ Common Stock (22,830 underlying)
22,830
Employee Stock Option (Right to Buy)
Exercise: $30.56From: 2012-01-01Exp: 2020-10-29→ Common Stock (43,936 underlying)
43,936
Restricted Stock Units
Exercise: $0.00From: 2012-01-01→ Common Stock (21,959 underlying)
21,959
Employee Stock Option (Right to Buy)
Exercise: $12.66From: 2005-10-13Exp: 2014-10-13→ Common Stock (10,250 underlying)
10,250
Employee Stock Option (Right to Buy)
Exercise: $20.76From: 2006-10-31Exp: 2015-10-13→ Common Stock (17,000 underlying)
17,000
Employee Stock Option (Right to Buy)
Exercise: $27.79From: 2011-01-01Exp: 2019-10-29→ Common Stock (39,993 underlying)
39,993
Employee Stock Option (Right to Buy)
Exercise: $67.19From: 2009-01-01Exp: 2017-12-07→ Common Stock (11,510 underlying)
11,510
Employee Stock Option (Right to Buy)
Exercise: $17.89From: 2010-01-01Exp: 2018-10-31→ Common Stock (36,203 underlying)
36,203

Footnotes (6)

[F1]On January 3, 2011, the reporting person returned shares of the Issuer's stock to the Company for the purpose of paying the withholding taxes due upon the vesting of shares of restricted stock previously awarded to the reporting person.
[F2]The options vest in four (4) equal annual installments beginning on the date indicated in this column.
[F3]East restricted stock unit represents a contingent right to receive, at Issuer's discretion, either one share of the Issuer's no par value common stock or receive a cash payment equal to the fair market value per share of the Issuer's stock on the vesting date multiplied by the number of restricted stock units that became vested on the vesting date.
[F4]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the dated indicated in this column.
[F5]The restricted stock units (RSUs) do not have an expiration date.
[F6]The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.

Documents

1 file

SHAW GROUP INC

CIK 0000914024

Entity typeother

IncorporatedLA