Home/Filings/4/0001209191-11-001499
4//SEC Filing

RAY CLARENCE L JR 4

Accession 0001209191-11-001499

CIK 0000914024other

Filed

Jan 4, 7:00 PM ET

Accepted

Jan 5, 10:13 AM ET

Size

24.3 KB

Accession

0001209191-11-001499

Insider Transaction Report

Form 4
Period: 2011-01-03
RAY CLARENCE L JR
CEO of Power Group
Transactions
  • Exercise/Conversion

    Restricted Stock Units

    2011-01-031,5633,126 total
    Exercise: $0.00From: 2010-01-01Common Stock (3,126 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2011-01-034731,421 total
    Exercise: $0.00From: 2011-01-01Common Stock (1,421 underlying)
  • Exercise/Conversion

    Common Stock

    2011-01-03+5,4939,681 total
  • Tax Payment

    Common Stock

    2011-01-03$34.67/sh1,915$66,3937,766 total
  • Exercise/Conversion

    Restricted Stock Units

    2011-01-03194193 total
    Exercise: $0.00From: 2009-01-01Common Stock (193 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    2011-01-033,2633,264 total
    Exercise: $0.00From: 2010-01-01Common Stock (3,264 underlying)
Holdings
  • Employee Stock Option (Right to Buy)

    Exercise: $67.19From: 2009-01-01Exp: 2017-12-07Common Stock (1,439 underlying)
    1,439
  • Employee Stock Option (Right to Buy)

    Exercise: $17.89From: 2010-01-01Exp: 2018-10-31Common Stock (5,128 underlying)
    5,128
  • Employee Stock Option (Right to Buy)

    Exercise: $27.79From: 2011-01-01Exp: 2019-10-29Common Stock (3,137 underlying)
    3,137
  • Employee Stock Option (Right to Buy)

    Exercise: $30.56From: 2012-01-01Exp: 2020-10-29Common Stock (29,290 underlying)
    29,290
  • Restricted Stock Units

    Exercise: $0.00From: 2012-01-01Common Stock (14,639 underlying)
    14,639
  • Employee Stock Option (Right to Buy)

    Exercise: $31.61From: 2008-02-14Exp: 2017-02-14Common Stock (15,000 underlying)
    15,000
Footnotes (6)
  • [F1]On January 3, 2011, the reporting person returned shares of the Issuer's stock to the Company for the purpose of paying withholding taxes due upon the vesting of shares of restricted stock previously awarded to the reporting person.
  • [F2]The options vest in four (4) equal annual installments beginning on the date indicated in this column.
  • [F3]Each restricted stock unit (RSU) represents a contingent right to receive, at Issuer's discretion, either one share of the Issuer's no par value common stock or receive a cash payment equal to the fair market value of the Issuer's stock on the vesting date multiplied by the number of restricted stock units (RSUs) that became vested on the vesting date.
  • [F4]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the date indicated in this column.
  • [F5]The restricted stock units (RSUs) do not have an expiration date.
  • [F6]The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.

Issuer

SHAW GROUP INC

CIK 0000914024

Entity typeother

Related Parties

1
  • filerCIK 0001504221

Filing Metadata

Form type
4
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 10:13 AM ET
Size
24.3 KB