4//SEC Filing
Peniket David J 4
Accession 0001209191-11-001770
CIK 0001174746other
Filed
Jan 4, 7:00 PM ET
Accepted
Jan 5, 4:20 PM ET
Size
8.5 KB
Accession
0001209191-11-001770
Insider Transaction Report
Form 4
Peniket David J
Pres.& COO of ICE Futures Eur.
Transactions
- Tax Payment
Common Stock
2011-01-03$119.15/sh−780$92,937→ 12,812 total - Tax Payment
Common Stock
2011-01-03$119.15/sh−1,250$148,938→ 11,562 total
Footnotes (3)
- [F1]Represents shares of common stock underlying vested restricted stock that are being withheld to satisfy payment of the Issuer's tax withholding obligation upon the vesting of the performance based restricted stock units. The shares of performance based restricted stock units were granted to the filing person on December 28, 2007. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2008 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vested over a three year period from 2009 - 2011. The third and final tranche was issued on January 2, 2011.
- [F2]As previously reported, the reporting person also indirectly beneficially owns shares of common stock, which were purchased by the reporting person's spouse on November 21, 2005.
- [F3]Represents shares of common stock underlying vested restricted stock that are being withheld to satisfy payment of the Issuer's tax withholding obligation upon the vesting of the performance based restricted stock units. The shares of performance based restricted stock units were granted to the filing person on December 16, 2008. The vesting of the shares of performance based restricted stock units was conditioned upon the achievement of certain 2009 earnings before interest, taxes, depreciation, and amortization ("EBITDA") performance versus pre-established targets. The restricted stock units vest over a three year period from 2010 - 2012. The remaining 2,176 shares are scheduled to be issued on January 2, 2012 and taxes for this future issuance will be withheld at the time the shares are issued.
Documents
Issuer
INTERCONTINENTALEXCHANGE INC
CIK 0001174746
Entity typeother
Related Parties
1- filerCIK 0001343879
Filing Metadata
- Form type
- 4
- Filed
- Jan 4, 7:00 PM ET
- Accepted
- Jan 5, 4:20 PM ET
- Size
- 8.5 KB