SCHWARZ RICHARD T 4
4 · ASSOCIATED ESTATES REALTY CORP · Filed Jan 7, 2011
Insider Transaction Report
Form 4
SCHWARZ RICHARD T
Director
Transactions
- Exercise/Conversion
Deferred Share Units
2011-01-05−3,816→ 4,026.4 totalExercise: $0.00→ Common Share (3,816 underlying) - Exercise/Conversion
Common Shares, without par value
2011-01-05+3,816→ 85,383 total
Footnotes (4)
- [F1]These common shares acquired upon settlement of certain deferred compensation units (DCUs). Such DCUs were held by the reporting person in an account maintained under the Company's deferred compensation plan.
- [F2]DCUs are settled in common shares. Each DCU represents the economic equivalent of one common share.
- [F3]These DCUs were surrendered in settlement for common shares of the Company.
- [F4]DCUs are to be settled on the date elected by the reporting person at the time of deferral election.