4//SEC Filing
MATEJKA ROBERT L 4
Accession 0001209191-11-003465
CIK 0000110621other
Filed
Jan 17, 7:00 PM ET
Accepted
Jan 18, 4:21 PM ET
Size
14.5 KB
Accession
0001209191-11-003465
Insider Transaction Report
Form 4
MATEJKA ROBERT L
Senior VP and CFO
Transactions
- Exercise/Conversion
Common Stock, $0.01 par value
2011-01-14$9.26/sh+10,000$92,600→ 29,000 total - Sale
Common Stock, $0.01 par value
2011-01-14$22.60/sh−10,000$226,004→ 19,000 total - Exercise/Conversion
Stock Option (Right to Buy)
2011-01-14−10,000→ 115,000 totalExercise: $9.26Exp: 2011-02-01→ Common Stock (10,000 underlying)
Holdings
- 198
Phantom Stock
→ Common Stock (198 underlying) - 10,000(indirect: By Spouse)
Common Stock, $0.01 par value
- 50,000
Stock Appreciation Rights
→ Common Stock (50,000 underlying)
Footnotes (9)
- [F1]Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of 22.56 - 22.6348. The reporting person hereby undertakes, upon request by the Commission staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- [F2]Includes 15,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan.
- [F3]The option vested in four equal installments on February 1, 2002, 2003, 2004 and 2005.
- [F4]Granted pursuant to the RPM International Inc. 1996 Key Employees Stock Option Plan, as amended in an exempt transaction under Rule 16b-3. These options vest and become exercisable in 25% increments over four years commencing one year after the date of grant. These options were granted between 2001 and 2004 and expire 10 years from the date of grant.
- [F5]1-for-1
- [F6]Upon cessation of employment in accordance with the terms and conditions of the RPM International Inc. Deferred Compensation Plan, as amended.
- [F7]These phantom stock units represent the stock equivalent value of the restricted stock dividends held in the reporting person's account under the RPM International Inc. Deferred Compensation Plan, as amended, and dividends accrued thereon.
- [F8]No transaction is being reported on this line. Reported on a previously filed Form 3 or Form 4.
- [F9]Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan in an exempt transaction under Rule 16b-3. These Stock Appreciation Rights vest in four equal installments commencing one year after the date of grant. These Stock Appreciation Rights were granted in 2005 and 2006 and expire 10 years from the date of grant.
Documents
Issuer
RPM INTERNATIONAL INC/DE/
CIK 0000110621
Entity typeother
Related Parties
1- filerCIK 0001224032
Filing Metadata
- Form type
- 4
- Filed
- Jan 17, 7:00 PM ET
- Accepted
- Jan 18, 4:21 PM ET
- Size
- 14.5 KB