MARKETAXESS HOLDINGS INC·4

Jan 19, 9:49 PM ET

Millet T Kelley 4

4 · MARKETAXESS HOLDINGS INC · Filed Jan 19, 2011

Insider Transaction Report

Form 4
Period: 2011-01-14
Transactions
  • Tax Payment

    Common Stock, par value $0.003 per share

    2011-01-14$21.59/sh24,548$529,991315,019 total
  • Award

    Common Stock, par value $0.003 per share

    2011-01-14+33,980339,567 total
  • Award

    Common Stock, par value $0.003 per share

    2011-01-19+59,782374,801 total
  • Award

    Employee Stock Option (right to buy)

    2011-01-19+109,984109,984 total
    Exercise: $21.56Exp: 2021-01-19Common Stock (109,984 underlying)
Footnotes (4)
  • [F1]Represents a grant of restricted stock units pursuant to the Company's 2004 Stock Incentive Plan (Amended and Restated Effective April 28, 2006) (the "2004 Plan"). The restricted stock units will vest in three equal annual installments, beginning on January 15, 2012.
  • [F2]Represents the surrender of shares to the Company to satisfy Mr. Millet's tax withholding obligation upon the vesting of shares of restricted stock previously granted to Mr. Millet.
  • [F3]Represents a grant of restricted stock units pursuant to the 2004 Plan. The restricted stock units vest at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016.
  • [F4]The option was granted on January 19, 2011. The shares underlying the option will vest at the following times: 12.5% on January 15, 2012, 25% on each of January 15, 2013, 2014 and 2015, and 12.5% on January 15, 2016.

Documents

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  • 4
    c11249_4x0.xmlPrimary

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