ANDEREGG P TERRY 4
4 · BANK MUTUAL CORP · Filed Jan 20, 2011
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
ANDEREGG P TERRY
Senior Vice President
Transactions
- Award
Option to buy
2011-01-18$5.05/sh+15,000$75,750→ 15,000 totalExercise: $5.05Exp: 2021-01-18→ Common Stock (15,000 underlying)
Holdings
- 3,190(indirect: By 401(k))
Common Stock
- 32,815(indirect: Held in ESOP)
Common Stock
- 165,086
Option to buy
Exercise: $3.21Exp: 2011-05-08→ Common Stock (165,086 underlying) - 32,964(indirect: By 401(k))
Common Stock
- 23,343(indirect: By IRA)
Common Stock
- 32,691
Common Stock
- 100,000
Option to buy
Exercise: $10.67Exp: 2014-05-03→ Common Stock (100,000 underlying)
Footnotes (5)
- [F1]Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2009.
- [F2]The number of shares is approximate because the 401(k) Plan is carried at market value rather than number of shares. The information presented is based on a Plan statement dated 12-31-2009.
- [F3]Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans. The information presented is based on a Plan statement dated 12-31-2009.
- [F4]Employee Stock Option. The option is fully vested.
- [F5]Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.