Home/Filings/4/0001209191-11-004130
4//SEC Filing

ANDEREGG P TERRY 4

Accession 0001209191-11-004130

CIK 0001123270other

Filed

Jan 19, 7:00 PM ET

Accepted

Jan 20, 2:20 PM ET

Size

12.7 KB

Accession

0001209191-11-004130

Insider Transaction Report

Form 4
Period: 2011-01-18
ANDEREGG P TERRY
Senior Vice President
Transactions
  • Award

    Option to buy

    2011-01-18$5.05/sh+15,000$75,75015,000 total
    Exercise: $5.05Exp: 2021-01-18Common Stock (15,000 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    3,190
  • Common Stock

    (indirect: Held in ESOP)
    32,815
  • Option to buy

    Exercise: $3.21Exp: 2011-05-08Common Stock (165,086 underlying)
    165,086
  • Common Stock

    (indirect: By 401(k))
    32,964
  • Common Stock

    (indirect: By IRA)
    23,343
  • Common Stock

    32,691
  • Option to buy

    Exercise: $10.67Exp: 2014-05-03Common Stock (100,000 underlying)
    100,000
Footnotes (5)
  • [F1]Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2009.
  • [F2]The number of shares is approximate because the 401(k) Plan is carried at market value rather than number of shares. The information presented is based on a Plan statement dated 12-31-2009.
  • [F3]Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans. The information presented is based on a Plan statement dated 12-31-2009.
  • [F4]Employee Stock Option. The option is fully vested.
  • [F5]Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.

Issuer

BANK MUTUAL CORP

CIK 0001123270

Entity typeother

Related Parties

1
  • filerCIK 0001230049

Filing Metadata

Form type
4
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 2:20 PM ET
Size
12.7 KB