Carter James P 4
4 · BANK MUTUAL CORP · Filed Jan 20, 2011
Insider Transaction Report
Form 4
BANK MUTUAL CORPBKMU
Carter James P
Vice President and Secretary
Transactions
- Award
Option to buy
2011-01-18$5.05/sh+8,000$40,400→ 8,000 totalExercise: $5.05Exp: 2021-01-18→ Common Stock (8,000 underlying)
Holdings
- 28,162
Common Stock
- 15,697(indirect: ESOP Plan)
Common Stock
- 10,000
Option to buy
Exercise: $10.67Exp: 2014-05-03→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2009.
- [F2]Employee Stock Option. The option is fully vested.
- [F3]Stock option granted under the 2004 Stock Incentive Plan. The options (8,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.