O'Sullivan Timothy 4
4 · GAIN Capital Holdings, Inc. · Filed Jan 21, 2011
Insider Transaction Report
Form 4
O'Sullivan Timothy
Chief Dealer
Transactions
- Exercise/Conversion
Common Stock
2011-01-19$1.55/sh+4,667$7,234→ 4,667 total - Sale
Common Stock
2011-01-19$8.37/sh−4,667$39,063→ 0 total - Exercise/Conversion
Stock Option (Right to buy)
2011-01-19−4,667→ 2,870 totalExercise: $1.55→ Common Stock (4,667 underlying)
Footnotes (1)
- [F1]Such stock options were granted on January 31, 2005 and vest ratably over three years, with one-third of the options vesting on each of the first three anniversaries of the grant date. The stock options have a term of ten years.