HERREGRAVEN MARC 4
4 · UROPLASTY INC · Filed Jan 28, 2011
Insider Transaction Report
Form 4
HERREGRAVEN MARC
VP Manufacturing
Transactions
- Exercise/Conversion
employee non-qualified stock options
2011-01-27$2.85/sh−20,000$57,000→ 0 totalExercise: $2.85From: 2006-02-02Exp: 2011-02-02→ Common Stock (20,000 underlying) - Exercise/Conversion
common stock
2010-06-08+20,000→ 33,200 total
Holdings
- 20,000
employee non-qualified stock options
Exercise: $4.31From: 2007-07-03Exp: 2012-07-02→ Common Stock (20,000 underlying) - 5,000
employee non-qualified stock options
Exercise: $2.65From: 2008-02-02Exp: 2014-02-01→ Common Stock (5,000 underlying) - 20,000
employee non-qualified stock options
Exercise: $3.15From: 2008-06-24Exp: 2013-06-23→ Common Stock (20,000 underlying) - 30,000
employee non-qualified stock options
Exercise: $0.85From: 2009-06-05Exp: 2014-06-04→ Common Stock (30,000 underlying) - 6,525
employee non-qualified stock options
Exercise: $4.94From: 2011-06-08Exp: 2017-06-07→ Common Stock (6,525 underlying)
Footnotes (2)
- [F1]Includes 5,100 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 8, 2010).
- [F2]Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date.