4//SEC Filing
HERREGRAVEN MARC 4
Accession 0001209191-11-005452
CIK 0000890846other
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 12:32 PM ET
Size
13.6 KB
Accession
0001209191-11-005452
Insider Transaction Report
Form 4
HERREGRAVEN MARC
VP Manufacturing
Transactions
- Exercise/Conversion
employee non-qualified stock options
2011-01-27$2.85/sh−20,000$57,000→ 0 totalExercise: $2.85From: 2006-02-02Exp: 2011-02-02→ Common Stock (20,000 underlying) - Exercise/Conversion
common stock
2010-06-08+20,000→ 33,200 total
Holdings
- 20,000
employee non-qualified stock options
Exercise: $4.31From: 2007-07-03Exp: 2012-07-02→ Common Stock (20,000 underlying) - 5,000
employee non-qualified stock options
Exercise: $2.65From: 2008-02-02Exp: 2014-02-01→ Common Stock (5,000 underlying) - 20,000
employee non-qualified stock options
Exercise: $3.15From: 2008-06-24Exp: 2013-06-23→ Common Stock (20,000 underlying) - 30,000
employee non-qualified stock options
Exercise: $0.85From: 2009-06-05Exp: 2014-06-04→ Common Stock (30,000 underlying) - 6,525
employee non-qualified stock options
Exercise: $4.94From: 2011-06-08Exp: 2017-06-07→ Common Stock (6,525 underlying)
Footnotes (2)
- [F1]Includes 5,100 shares of restricted stock subject to risk of forfeiture that lapses with respect to one fourth of such shares on each of the first, second, third and fourth anniversaries of the grant date (June 8, 2010).
- [F2]Becomes exercisable with respect to one-third of the shares on such date, and an additional, cumulative one-third on the first and second anniversary of such date.
Documents
Issuer
UROPLASTY INC
CIK 0000890846
Entity typeother
Related Parties
1- filerCIK 0001206038
Filing Metadata
- Form type
- 4
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 12:32 PM ET
- Size
- 13.6 KB