4//SEC Filing
ROYCE JOSEPH E 4
Accession 0001209191-11-006035
CIK 0001479920other
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 4:20 PM ET
Size
16.7 KB
Accession
0001209191-11-006035
Insider Transaction Report
Form 4
ROYCE JOSEPH E
DirectorPresident and CEO10% Owner
Transactions
- Award
Class B Preference Shares, par value $0.01 per share
2011-01-28$100.00/sh+22,747$2,274,700→ 22,747 total→ Class B Ordinary shares, par value $0.01 per share (22,747 underlying)
Holdings
- 196,208(indirect: By Trust)
Class A Ordinary Shares, par value $0.01 per share
- 120,202
Class A Ordinary Shares, par value $0.01 per share
- 2,299,028
Class B Ordinary Shares, par value $0.01 per share
→ Class A Ordinary Shares (2,299,028 underlying) - 270,206(indirect: By Spouse)
Class A Ordinary Shares, par value $0.01 per share
- 2,013,517(indirect: By Trust)
Class B Ordinary Shares, par value $0.01 per share
→ Class A Ordinary Shares (2,013,517 underlying) - 2,270,084(indirect: By Spouse)
Class B Ordinary Shares, par value $0.01 per share
→ Class A Ordinary Shares (2,270,084 underlying) - 1,646,786(indirect: By Trust)
Class B Ordinary Shares, par value $0.01 per share
→ Class A Ordinary Shares (1,646,786 underlying) - 245,674(indirect: By Trust)
Class B Ordinary Shares, par value $0.01 per share
→ Class A Ordinary Shares (245,674 underlying) - 346,208(indirect: By Trust)
Class A Ordinary Shares, par value $0.01 per share
Footnotes (3)
- [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- [F2]Series B Preference Shares are convertible into Class B Ordinary Shares on a 25.0-for-1 basis at any time and have no expiration date. If the Series B Preference Shares remain outstanding, the applicable conversion rate will change as follows: 25.6333-for-1 beginning June 30, 2011; 26.4023-for-1 beginning December 31, 2011; 27.1944-for-1 beginning June 30, 2012; 28.0102-for-1 beginning December 31, 2012; 28.8505-for-1 beginning June 30, 2013; 29.7161-for-1 beginning December 31, 2013; 30.6075-for-1 beginning June 30, 2014; and 31.5258-for-1 beginning December 31, 2014.
- [F3]Class B Ordinary Shares currently are convertible into Class A Ordinary Shares on a one-for-one basis at any time and have no expiration date.
Documents
Issuer
TBS International plc
CIK 0001479920
Entity typeother
Related Parties
1- filerCIK 0000939959
Filing Metadata
- Form type
- 4
- Filed
- Jan 31, 7:00 PM ET
- Accepted
- Feb 1, 4:20 PM ET
- Size
- 16.7 KB