Pantuso Anthony 4
4 · CAVIUM NETWORKS, INC. · Filed Feb 8, 2011
Insider Transaction Report
Form 4
Pantuso Anthony
Director
Transactions
- Other
Common Stock
2011-02-04−14,501→ 0 total(indirect: By LLC) - Other
Common Stock
2011-02-04+2,109→ 2,109 total
Holdings
- 46(indirect: By NeoCarta Ventures I, L.P.)
Common Stock
- 6(indirect: By LLC)
Common Stock
Footnotes (2)
- [F1]The Reporting Person is a Managing Director of NeoCarta Associates, LLC ("NeoCarta Associates"), which serves as the general partner of NeoCarta Ventures, L.P. ("NeoCarta Ventures") and as the Manager of NeoCarta Scout Fund, LLC ("NeoCarta Scout"). NeoCarta Ventures and NeoCarta Scout are under common control. As such, the Reporting Person shares voting and investment power over the shares held by NeoCarta Ventures, NeoCarta Scout and NeoCarta Associates. The Reporting Person disclaims beneficial ownership of the shares held by NeoCarta Ventures, NeoCarta Scout and NeoCarta Associates except to the extent of his proportionate pecuniary interest therein.
- [F2]Represents a change in the form of beneficial ownership from indirect ownership to direct by virtue of a pro-rata in-kind distribution of the Issuer's Common Stock by NeoCarta Associates without consideration to its members.