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5//SEC Filing

LINDNER CARL H 5

Accession 0001209191-11-007692

CIK 0001042046other
View on SEC.govCompany Profile

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 3:05 PM ET

Size

15.7 KB

Accession

0001209191-11-007692

Insider Transaction Report

Form 5
Period: 2010-12-31
AMERICAN FINANCIAL GROUP INCAFG
LINDNER CARL H
Director10% OwnerOther
Transactions
  • Gift

    Common Stock

    2010-12-21−800→ 1,047,132 total(indirect: #4)
  • Gift

    Common Stock

    2010-12-28−1,288→ 1,045,844 total(indirect: #4)
Holdings

  • Common Stock

    (indirect: #7)
    0

  • Common Stock

    (indirect: #8)
    4,117,093

  • Common Stock

    (indirect: #9)
    4,116,088

  • Common Stock

    (indirect: #6)
    0

  • Common Stock

    (indirect: #3)
    1,466,819

  • Phantom Stock

    → Common Stock (81,173.76 underlying)
    81,173.76

  • Phantom Stock

    → Common Stock (20,844.834 underlying)
    20,844.834
Footnotes (9)
  • [F1]On 12/31/2010 Indirect #8 transferred 231,387 shares of common stock to Indirect #3 and Indirect #9 transferred 231,288 shares of common stock to Indirect #3.
  • [F2]Indirect #3: EBL TTEE of the Edyth B. Lindner Family Trust Dated 4/13/04.
  • [F3]Indirect #4: By Carl H. Lindner, Jr., et al. TTEE of the CHL amended and Restated Family Trust dated 1/22/82.
  • [F4]Indirect #6: EBL 2008-1 Qualified Annuity Trust dtd 7/21/08.
  • [F5]Indirect #7: EBL 2009-1 Qualified Annuity Trust dtd 3/31/2009.
  • [F6]Indirect #8: EBL 2010-1 Qualified Annuity Trust dtd 4/8/2010.
  • [F7]Indirect #9: EBL 2010-2 Qualified Annuity Trust dtd 4/8/2010.
  • [F8]Represents amounts held by the Reporting Person in the Issuer's retirement plan. Each share is the economic equivalent of one share of common stock. Upon termination of employment or earlier, if so elected, the Reporting Person's account balance may be distributed, at the option of the Issuer, either in cash or in shares of the Issuer's common stock.
  • [F9]Represents amounts deferred by the Reporting Person in the Issuer's Deferred Compensation Plan. The account value increases or decreases based on the value of the Issuer's common stock. Upon termination of employment or earlier, if so elected, the Reporting Person's account balance may be distributed, at the option of the Issuer, either in cash or in shares of the Issuer's common stock.

Documents

1 file

Issuer

AMERICAN FINANCIAL GROUP INC

CIK 0001042046

→
Entity typeother
IncorporatedOH

Related Parties

1
  • filerCIK 0000943521

Filing Metadata

Form type
5
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 3:05 PM ET
Size
15.7 KB
View on SEC.gov