LINDNER CARL H 5
5 · AMERICAN FINANCIAL GROUP INC · Filed Feb 8, 2011
Insider Transaction Report
Form 5
LINDNER CARL H
Director10% OwnerOther
Transactions
- Gift
Common Stock
2010-12-21−800→ 1,047,132 total(indirect: #4) - Gift
Common Stock
2010-12-28−1,288→ 1,045,844 total(indirect: #4)
Holdings
- 0(indirect: #7)
Common Stock
- 4,117,093(indirect: #8)
Common Stock
- 4,116,088(indirect: #9)
Common Stock
- 0(indirect: #6)
Common Stock
- 1,466,819(indirect: #3)
Common Stock
- 81,173.76
Phantom Stock
→ Common Stock (81,173.76 underlying) - 20,844.834
Phantom Stock
→ Common Stock (20,844.834 underlying)
Footnotes (9)
- [F1]On 12/31/2010 Indirect #8 transferred 231,387 shares of common stock to Indirect #3 and Indirect #9 transferred 231,288 shares of common stock to Indirect #3.
- [F2]Indirect #3: EBL TTEE of the Edyth B. Lindner Family Trust Dated 4/13/04.
- [F3]Indirect #4: By Carl H. Lindner, Jr., et al. TTEE of the CHL amended and Restated Family Trust dated 1/22/82.
- [F4]Indirect #6: EBL 2008-1 Qualified Annuity Trust dtd 7/21/08.
- [F5]Indirect #7: EBL 2009-1 Qualified Annuity Trust dtd 3/31/2009.
- [F6]Indirect #8: EBL 2010-1 Qualified Annuity Trust dtd 4/8/2010.
- [F7]Indirect #9: EBL 2010-2 Qualified Annuity Trust dtd 4/8/2010.
- [F8]Represents amounts held by the Reporting Person in the Issuer's retirement plan. Each share is the economic equivalent of one share of common stock. Upon termination of employment or earlier, if so elected, the Reporting Person's account balance may be distributed, at the option of the Issuer, either in cash or in shares of the Issuer's common stock.
- [F9]Represents amounts deferred by the Reporting Person in the Issuer's Deferred Compensation Plan. The account value increases or decreases based on the value of the Issuer's common stock. Upon termination of employment or earlier, if so elected, the Reporting Person's account balance may be distributed, at the option of the Issuer, either in cash or in shares of the Issuer's common stock.