Buchholz Christopher E 5
5 · Rockville Financial Inc. · Filed Feb 11, 2011
Insider Transaction Report
Form 5
Transactions
- Award
Common Stock
2010-12-31+1,439.937→ 6,033.479 total(indirect: By Rockville Bank ESOP Plan)
Holdings
- 15,082
Common Stock
- 4,473.631(indirect: By 401(k))
Common Stock
- 6,500
Stock Options
Exercise: $17.77From: 2008-12-13Exp: 2016-12-13→ Common Stock (6,500 underlying) - 10,000
Stock Options
Exercise: $14.35From: 2007-08-14Exp: 2017-08-14→ Common Stock (10,000 underlying) - 10,000
Stock Options
Exercise: $11.98From: 2008-02-20Exp: 2018-02-20→ Common Stock (10,000 underlying) - 11,250
Stock Options
Exercise: $9.24From: 2009-03-16Exp: 2019-03-16→ Common Stock (11,250 underlying) - 7,055
Stock Options
Exercise: $11.25From: 2010-11-15Exp: 2020-11-15→ Common Stock (7,055 underlying)
Footnotes (11)
- [F1]Includes 2,610 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan vested 20% on December 22, 2006, and on each December 13, 2007, 2008, 2009 and 2010. The reported number of shares is net of 1,390 shares withheld by the Issuer for tax withholding purposes.
- [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F11]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F2]Includes 7,915 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 10,000 shares vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 2,085 shares whithheld by the Issuer for tax withholding purposes.
- [F3]Includes 2,186 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,500 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 314 shares withheld by the Issuer for tax withholding purposes.
- [F4]Includes 2,371 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 2,500 shares vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 129 shares withheld by the Issuer for tax withholding purposes.
- [F5]Additional non-reportable shares acquired in the Rockville Bank 401(k) Plan during 2010 for Mr. Buchholz, not previously reported are comprised of 156.0116 shares purchased in the fourth quarter.
- [F6]Shares allocated to the account of Mr. Buchholz under the Rockville Bank Employee Stock Ownership Plan, of which 4,826.7829 shares are vested as of December 31, 2010.
- [F7]Total beneficial ownership is 25,589.1091 at December 31, 2010.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.