Home/Filings/5/0001209191-11-008821
5//SEC Filing

DiChiara Richard C 5

Accession 0001209191-11-008821

CIK 0001311131other

Filed

Feb 10, 7:00 PM ET

Accepted

Feb 11, 4:01 PM ET

Size

12.9 KB

Accession

0001209191-11-008821

Insider Transaction Report

Form 5
Period: 2010-12-31
Transactions
  • Award

    Common Stock

    2010-12-31+1,020.7042,844.426 total(indirect: By Rockville Bank ESOP Plan)
Holdings
  • Common Stock

    2,573
  • Stock Options

    Exercise: $11.98From: 2008-02-20Exp: 2018-02-20Common Stock (1,625 underlying)
    1,625
  • Stock Options

    Exercise: $9.24From: 2009-03-16Exp: 2019-03-16Common Stock (5,400 underlying)
    5,400
  • Stock Options

    Exercise: $11.25From: 2010-11-15Exp: 2020-11-15Common Stock (4,335 underlying)
    4,335
Footnotes (8)
  • [F1]Includes 775 shares of restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 225 shares withheld by the Issuer for tax withholding purposes.
  • [F2]Includes 850 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 150 shares withheld by the Issuer for tax withholding purposes.
  • [F3]Includes 948 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 1,000 shares vest in equal 20% increments over a five year period, the first 20% vesting on November 15, 2010 and the subsequent vesting on each annual anniversary of that date. The reported number of shares is net of 52 shares withheld by the Issuer for tax withholding purposes.
  • [F4]Shares allocated to the account of Mr. DiChiara under the Rockville Bank Employee Stock Ownership Plan, of which 1,137.7702 shares are vested as of December 31, 2010.
  • [F5]Total beneficial ownership is 5,417.4255 at 12/31/2010.
  • [F6]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
  • [F7]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
  • [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.

Issuer

Rockville Financial Inc.

CIK 0001311131

Entity typeother

Related Parties

1
  • filerCIK 0001418108

Filing Metadata

Form type
5
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 4:01 PM ET
Size
12.9 KB