5//SEC Filing
Jeamel Joseph A Jr 5
Accession 0001209191-11-008897
CIK 0001311131other
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 4:43 PM ET
Size
18.1 KB
Accession
0001209191-11-008897
Insider Transaction Report
Form 5
Jeamel Joseph A Jr
Chief Operating Officer
Transactions
- Gift
Common Stock
2010-11-26−1,500→ 41,578 total - Award
Common Stock
2010-12-31+1,439.937→ 1,439.937 total(indirect: By Rockville Bank ESOP Plan)
Holdings
- 28,417.052(indirect: By 401(k))
Common Stock
- 12,000
Stock Options
Exercise: $14.35From: 2007-08-14Exp: 2017-08-14→ Common Stock (12,000 underlying) - 12,000
Stock Options
Exercise: $11.98From: 2008-02-20Exp: 2018-02-20→ Common Stock (12,000 underlying) - 13,700
Stock Options
Exercise: $9.24From: 2009-03-16Exp: 2019-03-16→ Common Stock (13,700 underlying) - 4,500
Stock Options
Exercise: $11.25From: 2010-11-15Exp: 2020-11-15→ Common Stock (4,500 underlying) - 12,000
Stock Options
Exercise: $17.77From: 2008-12-13Exp: 2016-12-13→ Common Stock (12,000 underlying)
Footnotes (11)
- [F1]Additional non-reportable shares acquired in the Rockville Bank 401(k) Plan during 2010 for Mr. Jeamel, not previously reported are comprised of 182.0442 shares purchased in the fourth quarter. Also note that Mr. Jeamel's ESOP Plan balance was transferred to his 401(k) Plan as of his retirement date June 30, 2010.
- [F10]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F11]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on November 15, 2010 and the subsequent vesting on each annual anniversary of that date.
- [F2]Includes 18,500 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. Of the original grant of 27,000 shares, the 5,400 shares (20%) vested on December 22, 2006 were withheld by the Issuer for tax withholding purposes. Of the remaining shares that vest 20% on each December 13 of years 2007 - 2010, 1,600 vested shares were gifted on December 26, 2008, 1,500 shares were gifted on December 4, 2009, and 1,500 shares were gifted on November 26, 2010.
- [F3]This transaction is the bona fide gift of 500 shares to each of Mr. Jeamel's three adult sons on November 26, 2010. Mr. Jeamel is disclaiming beneficial ownership of these shares as of the transaction date.
- [F4]Includes 21,600 restricted shares granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan. The original grant of 27,000 shares vest in equal 20% increments over a five year period, the first 20% on February 20, 2008 and the subsequent vesting on each annual anniversary of that date. The reported number is net of 5,400 shares whithheld by the Issuer for tax withholding purposes.
- [F5]Includes 2,750 restricted stock granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan which will become vested in equal 20% increments over a five year period, the first 20% vesting on March 16, 2009 and the subsequent vesting on each annual anniversary of that date.
- [F6]Total beneficial ownership is 71,434.9888 at 12/31/2010.
- [F7]Shares allocated to the account of Mr. Jeamel under the Rockville Bank Employee Stock Ownership Plan, of which all shares are vested as of December 31, 2010.
- [F8]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on August 14, 2007 and the subsequent vesting on each annual anniversary of that date.
- [F9]Stock options granted pursuant to the Rockville Financial, Inc. 2006 Stock Incentive Award Plan and will become exercisable in equal 20% increments over a five year period, the first 20% becoming exercisable on February 20, 2008 and the subsequent vesting on each annual anniversary of that date.
Documents
Issuer
Rockville Financial Inc.
CIK 0001311131
Entity typeother
Related Parties
1- filerCIK 0001313293
Filing Metadata
- Form type
- 5
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 4:43 PM ET
- Size
- 18.1 KB