KAPLITT MARTIN J DR 5
5 · NEUROLOGIX INC/DE · Filed Feb 11, 2011
Insider Transaction Report
Form 5
NEUROLOGIX INC/DENRGX:OB
KAPLITT MARTIN J DR
Director
Transactions
- Gift
Common Stock
2009-07-14+40,000→ 40,000 total(indirect: By self as UGMA custodian for immediate family member) - Gift
Common Stock
2009-07-14−120,000→ 2,195,610 total(indirect: By Trust) - Gift
Common Stock
2009-07-14+40,000→ 40,000 total(indirect: By Trust) - Gift
Common Stock
2009-07-14+40,000→ 40,000 total(indirect: By self as UGMA custodian for immediate family member) - Gift
Common Stock
2010-04-29−90,000→ 2,105,610 total(indirect: By Trust) - Gift
Common Stock
2010-04-29+30,000→ 70,000 total(indirect: By Trust) - Gift
Common Stock
2010-04-29+30,000→ 70,000 total(indirect: By self as UGMA custodian for immediate family member) - Gift
Common Stock
2010-04-29+30,000→ 70,000 total(indirect: By self as UGMA custodian for immediate family member)
Holdings
- 103,291
Common Stock
- 103,291
Common Stock
Footnotes (5)
- [F1]Of the shares gifted by the reporting person on July 14, 2009, 40,000 were gifted to an irrevocable gift trust for the benefit of an immediate family member of the reporting person, 40,000 were gifted to a custodial account for the benefit of an immediate family member of the reporting person under the Uniform Gifts to Minors Act and 40,000 were gifted to a custodial account for the benefit of another immediate family member of the reporting person under the Uniform Gifts to Minors Act. The reporting person is a trustee of the irrevocable gift trust and the custodian for each of the custodial accounts.
- [F2]As of December 31, 2009.
- [F3]Shares held in a family trust of which the reporting person and his wife are the sole trustees and the reporting person is the sole beneficiary.
- [F4]Shares held in an irrevocable gift trust of which the reporting person is a trustee and an immediate family member of the reporting person is the sole beneficiary.
- [F5]Of the shares gifted by the reporting person on April 29, 2010, 30,000 were gifted to an irrevocable gift trust for the benefit of an immediate family member of the reporting person, 30,000 were gifted to a custodial account for the benefit of an immediate family member of the reporting person under the Uniform Gifts to Minors Act and 30,000 were gifted to a custodial account for the benefit of another immediate family member of the reporting person under the Uniform Gifts to Minors Act. The reporting person is a trustee of the irrevocable gift trust and the custodian for each of the custodial accounts.