Mathews Kimberly Ann 5
5 · Legacy Bancorp, Inc. · Filed Feb 14, 2011
Insider Transaction Report
Form 5
Mathews Kimberly Ann
SVP, Corp. Sec. & Gen. Counsel
Transactions
- Other
Common Stock
2010-12-31+178→ 465 total(indirect: By 401(k))
Holdings
- 2,955(indirect: By Esop)
Common Stock
- 2,403
Common Stock
- 4,655
Stock Options (Right to Buy)
Exercise: $14.16From: 2009-01-01Exp: 2018-03-04→ Common Stock (4,655 underlying) - 7,500
Stock Options (Right to Buy)
Exercise: $12.91From: 2009-01-01Exp: 2017-12-14→ Common Stock (7,500 underlying)
Footnotes (1)
- [F1]Reflects ESOP holdings as of December 31, 2009. The Legacy Banks Employee Stock Ownership Plan ("ESOP") was terminated effective August 1, 2010. In addition to the ESOP holdings reported on this Form 5, Ms. Mathews will be allocated a number of additional shares under the ESOP, effective as of December 31, 2010, which number has not been determined as of the date of this Form 5. Assuming the same ESOP census and plan allocation effective as of December 31, 2009, Ms. Mathews would be allocated an additional 569 ESOP shares. Ms. Mathews will report the additional shares allocated to her in an amendment to this Form 5 once the number of shares has been determined.